- Chemours (Albany, NY)
- …solutions and more modern living depend on Chemours chemistry. Chemours is seeking a ** Regulatory Compliance Expert , North America** to join our ... directly to the ** Regulatory Compliance Manger - Americas** . The Regulatory Compliance Expert , North America is a role within a subject matter… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management… more
- Liberty Utilities (Merrick, NY)
- … regulatory leadership and advice to direct and indirect reports to ensure regulatory compliance and to maximize earnings at the local state level. ... at the Public Service Commission + Serves as an expert witness on regulatory matters + Ensures...a framework to ensure the utility is meeting its compliance and filings requirements in an accurate and timely… more
- CBRE (Albany, NY)
- …Critical Services (MCS), Regulatory , & M&A integration, you will be the compliance subject matter expert for CBRE's global Mission Critical Services business ... Vice President, Government Contracting, Regulatory , & M&A Integration Job ID 208524 Posted...segment. You will also build and lead the compliance teams that oversee CBRE's highly regulated service lines… more
- Amazon (New York, NY)
- …Dangerous Goods (DG) Regulatory Engagement is a DG subject matter expert (SME) responsible for planning, coordinating and engaging with regulatory bodies ... and industry to influence DG regulations. This role leverages partnerships within North America (NA) and WW (world-wide) to improve, enhance, and innovate DG… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- TD Bank (New York, NY)
- …monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting and ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- Veolia North America (West Nyack, NY)
- …control systems as required to maintain continuity of service for customers and regulatory compliance . + Maintain and repair the control system communications, ... **Company Description** **About Veolia North America** A subsidiary of Veolia Group, Veolia...operational procedures, reports, etc. Supporting operations and to ensure regulatory compliance and the requirements of both… more
- TD Bank (New York, NY)
- …of US Compliance Operations and Governance manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance -owned findings, coordinates ad hoc responses to ...and appropriateness. + Acts as the primary subject matter expert for certain Compliance Program elements and… more
- TD Bank (New York, NY)
- …new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks; Contribute to growth, innovation, and… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may...Expert level professional role requiring in-depth knowledge/expertise in Compliance and working knowledge of broader related areas +… more
- Citigroup (New York, NY)
- …provide direction and guidance on the programs. + Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on ... abreast of relevant changes to rules/regulations and other industry news including regulatory findings supporting CFTC, NFA and North American Listed Derivatives… more
- TD Bank (New York, NY)
- …judgment regarding responsiveness and appropriateness. + Acts as the primary subject matter expert for certain Compliance Program elements and is expected to ... . + Works independently as the senior manager/subject matter expert and may coach and educate others. as well...proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Meets with business (… more
- City National Bank (New York, NY)
- …acceptable level. WHAT WILL YOU DO? * Serve as compliance subject matter expert for assigned areas. * Manage regulatory changes that impact business areas or ... advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible...a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong ... to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area...and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking… more
- TD Bank (New York, NY)
- …to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs + Participates in/manages regulatory examinations and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area...experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong… more
- TD Bank (New York, NY)
- …and/or projects of varying complexity and may act as a subject matter expert in own area of expertise. Provides guidance, leadership, coaching and development to ... discussions and provides thought leadership to executives + Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex… more
- Parsons Corporation (New York, NY)
- …and technical analysis for impact assessment. + Serve as a water and wetlands expert . + Participate in meetings with regulatory agencies **What Required Skills ... looking for. **Job Description:** **Parsons is looking for an amazingly talented** **Permitting Compliance Manage** **r to join our team! In this role, you'll have… more
- AIG (New York, NY)
- …and casualty insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business objectives ... security. About the Role: Reporting to the Head of North America Insurance Legal, and as part of the...customers and AIG. + Researching, analyzing and monitoring the legal/ regulatory issues and trends impacting or potentially impacting surplus… more