- Aldevron (New York, NY)
- …of the Operational Quality Assurance team and report to the Sr. Manager , Operational QA, responsible for Developing and implementing labeling processes and ... procedures and collaborating with cross-functional teams, including Clients, Regulatory Affairs, and Marketing, to develop labeling strategies that align with … more
- Cardinal Health (Albany, NY)
- …GMPD products. **_Job Summary_** In line with Cardinal Health business objectives, the Regulatory Compliance Manager will assist with managing Global ... **_What Regulatory Compliance contributes to Cardinal Health_** Regulatory Compliance develops and implements strategies and standard operating… more
- HSBC (Buffalo, NY)
- …through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you ... represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and issues, identifying the… more
- Moss Adams LLP (New York, NY)
- **Financial Institutions Consulting Manager - Regulatory Compliance & Internal Audit** **Description** At Moss Adams, we champion authenticity. For us, that ... **Introduction to the team** The Financial Services Advisory group provides regulatory compliance , internal audit, information systems and related consulting… more
- American Express (New York, NY)
- …certifications (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational and technological...3 years of experience in a consumer and/or enterprise regulatory compliance role within internal/external audit, or… more
- Capital One (New York, NY)
- …fraud or Anti-Money Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial ... Anti-Money Laundering (AML) Fraud Compliance Advisor Manager The Anti-Money Laundering...of business by:** + Providing input on business AML regulatory requirements + Providing guidance on business policies, standards,… more
- TD Bank (New York, NY)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- City National Bank (New York, NY)
- …time management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth… more
- Capital One (Melville, NY)
- …monitoring, auditing, risk management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting ... understanding of testing methodology, business processes, control frameworks, and related regulatory and compliance requirements.** + **Establish and maintain… more
- Capital One (New York, NY)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Amneal Pharmaceuticals (Brookhaven, NY)
- Description: The Manager , Regulatory Compliance , assembles a team for site-wise and/or cross departmental discussions, oversees investigation, and completes ... events that warrant notification to The Food and Drug Administration. The Manager , Regulatory Compliance , is responsible for leading activities for the… more
- Mastercard (Harrison, NY)
- …industry, particularly those related to money movement and banking. * Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering ... key risks across the business * Stay updated on regulatory changes and industry trends to ensure compliance... regulatory changes and industry trends to ensure compliance with all relevant rules and regulations. All About… more
- Amalgamated Bank (New York, NY)
- …+ Certified Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Trust & Financial ... Lead team liaison in data analytics, preparation of Audit Committee materials, and regulatory requests. By joining our team, you'll be joining a Bank that believes… more
- Guthrie (Cortland, NY)
- Position Summary: Provides leadership to the organization relative to the Clinical Regulatory Compliance program which assures the implementation and oversight ... (DOH), and The Joint Commission (TJC). The primary purpose of the Clinical Regulatory Compliance Program is to ensure that the policies and practices of the… more
- SMBC (New York, NY)
- …to ensure consistency in achieving industry best practices and in minimizing + regulatory risk. + Coordinate compliance regulatory examinations / inquiries ... regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Liberty Utilities (Merrick, NY)
- … regulatory leadership and advice to direct and indirect reports to ensure regulatory compliance and to maximize earnings at the local state level. ... Manager , Regulatory Rates and Revenue Requirements...strategies to all key local functional areas to ensure regulatory compliance and to maximize shareholder value.… more
- Amazon (New York, NY)
- Description The Senior Project Manager , Dangerous Goods (DG) Regulatory Engagement is a DG subject matter expert (SME) responsible for planning, coordinating and ... engaging with regulatory bodies and industry to influence DG regulations. This...responsibilities - Work with the WW DG Engagement Senior Manager , other DG SME's, and DG leadership to assist… more
- Liberty Utilities (Merrick, NY)
- … regulatory leadership and advice to direct and indirect reports to ensure regulatory compliance and to maximize earnings at the local state level. ... Senior Manager , Rates and Regulatory Affairs Merrick,...a framework to ensure the utility is meeting its compliance and filings requirements in an accurate and timely… more
- House of Blues (NY)
- …Role: The Regulatory & Legal Compliance Associate will report to our Compliance Manager , working with the broader Governance Risk & Compliance team, ... THIS ROLE WILL DO: This associate will support the Regulatory & Legal Compliance team by: +...functions of the job should contact either the hiring manager for the role or a Human Resources representative… more
- HSBC (Buffalo, NY)
- …customers, our people, our investors, our communities and the planet we all share. The Regulatory and Controls Manager role will be part of the US Technology ... + Adhere to standard framework and controls driving teams to achieve compliance + Operate technology owned regulatory controls and complete required… more
