- TD Bank (New York, NY)
- …within loan servicing, auto originations and the TDs FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in ... seeking a highly dynamic individual for this role with compliance oversight responsibilities associated with regulatory...in the general description below.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides… more
- City of New York (New York, NY)
- …Sanitation. The DSNY Bureau of Commercial Waste is seeking Regulatory & Compliance Analysts to support the enforcement, oversight , and compliance ... and regulatory agencies, to provide training and guidance on compliance requirements. - Perform periodic field inspections to assess operational compliance… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... range of stakeholders from multiple business lines across the organization. Prior regulatory compliance experience within the banking industry and a familiarity… more
- Citigroup (Getzville, NY)
- …teams both within- and outside of their direct control to ensure Citi's compliance with its regulatory demands, often with significant competing deliverables and ... Regulatory Operations Vice President (VP) will be responsible...Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of reporting obligations and associated controls. This role… more
- Citigroup (Getzville, NY)
- …within the Operations team that is responsible for the implementation and oversight of regulatory reporting, including exception management and risk mitigation ... **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized...+ Work closely with colleagues from Operations & Technology, Compliance , Legal, Risk & Control and business unit managers… more
- WMCHealth (Valhalla, NY)
- …Internal Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within the ... Compliance Analyst , 340B Program Company: WMC...Information System on a monthly basis. + Auditing & Compliance Oversight + Develop and maintain a… more
- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category ... compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; financial condition;… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category ... one of the following:* Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs.* Reviewing lending, deposit,… more
- City of New York (New York, NY)
- …Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field ... sites to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in… more
- Molina Healthcare (Albany, NY)
- …performs oversight audits and validation activities to ensure operational regulatory compliance with Federal and State laws and regulations, contract ... state and federal regulatory rules, contracts, and other guidance to assess compliance and support building regulatory compliance audit procedures + At… more
- Guardian Life (New York, NY)
- …Legal Compliance Team? **You will** Provide Compliance support and oversight regarding regulatory compliance matters and requirements including: + ... the Guardian Law Organization when additional interpretation is required. + Providing oversight and monitoring of issues identified during compliance risk… more
- Racker (Ithaca, NY)
- Overview The Compliance and Privacy Analyst is responsible for supporting regulatory and policy adherence to state, federal, and local regulations. This ... with Director of Quality Standards to develop and implement an annual compliance workplan, policies, and procedures + Conducting regularly scheduled internal audits… more
- Citigroup (Getzville, NY)
- The Surveillance Intermediate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team ... responsible for the design, implementation, and oversight for a suite of surveillances designed to detect...regulatory exams directed by other organizations within the compliance or legal departments. **Qualifications:** + 2-5 years relevant… more
- M&T Bank (Buffalo, NY)
- …support, and report, to the Segment Risk Manager responsible for Finance and Regulatory Reporting Oversight ("FRRO") Analytics. The FRRO team is responsible for ... forecasting, capital interpretations, capital calculations, Resolution Planning and FED and FDIC regulatory reporting. The Senior Risk Analyst will work closely… more
- City National Bank (New York, NY)
- …Assist in improving the use of technology and risk tools to enhance risk oversight and analysis capabilities. * Monitor compliance with investment risk policies ... *INVESTMENT RISK SENIOR ANALYST * WHAT IS THE OPPORTUNITY? The Investment Risk...models are assessed, monitored, and reported effectively, while meeting regulatory standards. Will also oversee implementation of asset allocation… more
- Citigroup (Getzville, NY)
- …the individual will play a key role in managing and mitigating operational, compliance and regulatory risks, and executing risk and control responsibilities for ... Management, and/or Governance Reporting & Analysis for effective end to end oversight , design, implementation, and execution of controls. Individuals in this role… more
- TD Bank (New York, NY)
- …Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and ... guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including,… more
- Citigroup (Getzville, NY)
- …a dynamic and motivated credit professional to join the NAM Funds Underwriting Analyst team to serve our Asset Management Company clients that manage traditional ... team reporting to the ICM CCR NAM Funds Underwriting Analyst Team Lead and will based in Buffalo, NY....to underpin credit approval decisions and maintains ongoing credit oversight of the lending portfolio relationships through quarterly and/or… more
- Trinity Health (Albany, NY)
- …management and administrative skills. Broad-based knowledge of hospital related regulatory compliance requirements. Presentation skills, team player, ability ... Type:** Full time **Shift:** Day Shift **Description:** **TITLE** Risk Analyst /Specialist **DEPARTMENT:** Clinical Quality & Safety **REPORTS TO:** Risk Manager… more
- ManpowerGroup (New York, NY)
- …team. As a Sanctions Analyst , you will be part of the Compliance Department supporting the organization's commitment to regulatory adherence and operational ... with day-to-day workflow management and performance oversight . + Ensure compliance with all regulatory practices outlined by CPAD, including BSA/AML/OFAC… more