- American Express (New York, NY)
- …and together, you will help us define the future of American Express. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is ... make an impact in this role?** + The RELM Manager is primarily responsible for supporting regulatory ...company and our external examiners. **Responsibilities:** + Seamlessly execute regulatory exams beginning with announcement of the exam… more
- TD Bank (New York, NY)
- …the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input for ... responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager will manage ongoing supervision processes and meetings… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The ... manager is responsible for developing an annual plan to...action plan management and support + Make sure latest regulatory expectations and supervisory feedback are incorporated into management… more
- TD Bank (New York, NY)
- …and share knowledge + Identify efficiencies in current processes **Preferred skills:** + Regulatory exam management experience + Risk and Compliance experience + ... for this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for regulatory … more
- American Express (New York, NY)
- …Analyst will become a Subject Matter Expert on the data generated during regulatory exams and findings to deliver effective reporting to various stakeholder groups. ... The position will also support the RRM Manager and Director in risk management-related activities and various exam /findings-related deliverables. Key… more
- Citigroup (Getzville, NY)
- …plan, record retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing ... strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong manager...follow up requests or correspondence related to MRA, MRIA, exam findings or other actions is a plus. +… more
- American Express (New York, NY)
- …an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... category (Cat 3/2), it leads to an uptick in regulatory scrutiny and increased regulatory expectations. As...expectations. As a result, we are forming a centralized Exam and Review Preparedness team to meet those heightened… more
- American Express (New York, NY)
- …a leader, and grow your career. The Manager position is part of the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance (GRC), and ... RELM, Professional Practices. RELM supports the end-to-end lifecycle management of regulatory exams, ongoing supervision, and remediation of regulatory findings… more
- CUNY (Brooklyn, NY)
- …. **All applicants must apply to take the civil service exam for Project Manager (CUNY), Exam # 2089. ... Project Manager - Level 1, 2 or 3 (Temporary...to: + Maintaining current knowledge with of technological and regulatory developments in environmental sustainability and facilities management. +… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City operations staff and external project stakeholders such as regulatory agencies and community representatives. - Experience in writing...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City operations staff and external project stakeholders such as regulatory agencies and community representatives. - Experience in writing...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City Agencies (OMB, MOCS, Law, Parks, Comptroller), elected officials, regulatory agencies, and the general public. The selected candidate...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City operations staff and external project stakeholders such as regulatory agencies and community representatives. - Possession of a...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- TD Bank (New York, NY)
- …monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory exam , and ongoing supervision management, finding tracking, and ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance...regulatory body (eg, leading a bank or broker/dealer exam team). + Surveillance experience at Financial Market Regulator… more
- City National Bank (New York, NY)
- …FFIEC, and other financial regulatory requirements, including technology requirements, regulatory exam preparation and response. * Knowledge of NIST, COBIT, ... IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation...The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning &… more
- Wells Fargo (Albany, NY)
- …Trainee in Wealth and Investment Management as part of the Wells Fargo Advisors' Manager Leadership Program (MLP). The MLP is intended to identify and develop new ... manager talent and help us create the next generation...expense management and other initiatives + Assist in compliance, regulatory , and administrative issues relating to the market +… more
- TD Bank (New York, NY)
- …Work with key stakeholders within Surveillance and Compliance broadly to respond to regulatory inquires, requests for data, and exam inquiries as they relate ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- City of New York (New York, NY)
- …Avenue, LIC, NY 11101 Only candidates who are permanent in the Construction Project Manager title or those who are reachable on the Open-Competitive List ( Exam ... Department of Design & Construction, Safety & Site Division, seeks a Project Manager . Under the general direction of the Chief, the selected candidate will assist… more
- City National Bank (New York, NY)
- …PowerPoint, Access and Project required. * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners...the Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory… more