- Citigroup (Queens, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management ...and related control frameworks. + Proven track record in issues management , regulatory exam response… more
- Mizuho Corporate Bank (New York, NY)
- …ensure activities are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ... a sound understanding of the financial services industry, including audit, financial, regulatory reporting , risk management , or technology functions.… more
- American Express (New York, NY)
- …an independent risk management framework to provide oversight on important regulatory reporting processes. Team will be responsible to create an oversight ... a world class team of analytical professionals to support and analyze financial and regulatory reporting risk to AXP. The team will assist in independent testing… more
- Mizuho Corporate Bank (New York, NY)
- …risk monitoring activities across the Data Management and Regulatory Reporting domains using metrics, KRIs, issues , incidents, and trend analysis to ... (Operational Risk Management ) We are seeking an experienced Data Management & Regulatory Reporting Subject Matter Expert (SME) at the VP/Director level… more
- Citigroup (Queens, NY)
- **Overview:** The Global Regulatory Reporting GSIB Report Owner is a management position within the Controllers Organization that will report to the Head of ... regulatory data input into 10Q/10K disclosures and the regulatory and management reporting close...+ Able to analyse and think through highly complex issues . + Growth mindset and ability to innovate and… more
- Mizuho Corporate Bank (New York, NY)
- …requirements and 5+ years of business analysis and relevant experiences in the Regulatory Reporting , Finance, Risk Management or related business functions. ... quality validation rules, prioritization and remediation of data quality issues and findings, and maintaining and updating the Business...5 years of experience in financial reporting , regulatory reporting , risk management , or… more
- Mizuho Corporate Bank (New York, NY)
- …of one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is ... The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is...with data and using it to proactively identify potential reporting issues + Strong written and oral… more
- Citigroup (Getzville, NY)
- …to drive continuous improvement of trade reporting controls + Regulatory risk project management ownership (business requirements, analysis, and testing) ... Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC...with a wide range of senior bank and risk management colleagues, as well as external stakeholders such as… more
- Capco, a Wipro Company (New York, NY)
- …consulting experience in Capital Markets and Securities with a deep focus on regulatory reporting and compliance. + Demonstrated expertise in trade and ... to ensure compliance with regulatory mandates such as CFTC, SEC, Canadian Trade Reporting , and CAT NMS Plan requirements. **What You'll Get to Do** + Lead a team… more
- JPMorgan Chase (Brooklyn, NY)
- …changes and implementation considerations + Provide technical interpretation & guidance on regulatory reporting issues and document interpretations of ... The Regulatory Reporting Policy team sits within...The Regulatory Reporting Policy team sits within Corporate Finance -...Ability to work in teams and interface with senior management and staff + Delivers timely and high quality… more
- Bank of America (New York, NY)
- … routines ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring...complex operational issues + Responsible for expense management , reporting and forecasting for operations areas… more
- Citigroup (Getzville, NY)
- **Objective** The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting . The AVP role is responsible for various ... internal and external reg engagements. **Key Responsibilities** + Analyze data for regulatory reporting obligations to US regulators, such as Non-centrally… more
- TD Bank (New York, NY)
- …with and solving highly sensitive, confidential and/or multifaceted and complex financial management issues + Primary interface and high level resource to ... + Effectively communicates relevant/meaningful recommendations on a range of finance management issues or related operational processes to all levels… more
- TD Bank (New York, NY)
- …needs + Effectively communicates relevant/meaningful recommendations on a range of finance management issues or related operational processes to all levels ... lines, corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues , trends, and… more
- TD Bank (New York, NY)
- …and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues . + Project management skills and ability… more
- Citigroup (New York, NY)
- … management , and Board. This includes leadership on significant regulatory correspondence; Consent Order Quarterly Progress Reporting ; agenda-setting and ... The Data Regulatory Advisory & Management team within...content development for data-related regulatory reporting and meetings (both routine and rapid response); content… more
- Citigroup (New York, NY)
- … management lifecycle. + Monitoring the full lifecycle of identified regulatory issues ensuring that concerns are communicated, assigned responsibility, and ... mitigating facts and circumstances (as applicable) to respond to potential issues identified during regulatory engagement, including the various stages… more
- Citigroup (New York, NY)
- …be tailored to meet clients' needs. The Investor Services Head of Controls and Regulatory Management (C-16) will be tasked with leading and managing the global ... and Regulatory **Responsibilities:** + Lead Investor Services Risk and Regulatory Management team to successfully manage Investor Services' complex global… more
- American Express (New York, NY)
- …are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting . Corporate Functions Control Management ... for a **Manager of Governance, Regulatory Change Management ** , focused on ensuring control management ...and appetite into execution guidelines + Tracking and identifying issues with Key Risk Indicator (KRI) limits and risk… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of ... will support and execute remediation of critical gaps in regulatory reporting and bolster the team's ability...the organization with opportunities to work directly with Executive Management and will interact very closely with other Finance… more