- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- Curia (Rensselaer, NY)
- Associate Director of Quality Control in Rensselaer, NY The Associate Director of Quality Control (QC) is responsible for leading the Quality Control ... OOS/OOT investigations, stability programs and compliance to the applicable compendial, regulatory and customer requirements. The Associate Director also ensures… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Santander US (New York, NY)
- Associate , Business Control & Risk Management- Corporate & Investment Banking New York, United States of America The Associate , Business Control & Risk ... the Sr. Associate works to identify, assess key risks and control effectiveness throughout the assigned business line by driving business unit adherence with… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
- Morgan Stanley (New York, NY)
- …**Investment Banking* **Title:** *Investment Banking Divisional Management - Business Control Unit Associate * **Location:** *New York-New York* **Requisition ... meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a variety of… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- JPMorgan Chase (New York, NY)
- …to remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all ... aspects of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate * **Location:** *New York-Purchase* **Requisition ID:** *3253089* ... Morgan Stanley. * * *Role Description:* * Perform Quality Control reviews for the Firm's Wealth Management and US...Comptroller of the Currency, Federal Reserve Bank, etc.) * Associate or Bachelor degree in Business, Finance, or other… more
- PSEG (Hicksville, NY)
- …well as the attention, camaraderie and care for one another you might typically associate with a small business. Our focus on combatting climate change through clean ... PSEG. **Job Summary** This position is responsible for providing regulatory policy and technical support to the overall Management...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which… more
- M&T Bank (Buffalo, NY)
- …Completes all core operational activities within Commercial Lending Quality Control team, while ensuring adherence to Department procedures, Corporate policies, ... + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the...reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- JPMorgan Chase (Brooklyn, NY)
- …lines of businesses and able to flag potential issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings ... Join our dynamic External Reporting team as an Associate controller, and play a pivotal role in...and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Regulatory /Audit Response Associate with a minimum of 5 years' experience in ... regulatory and audit requests and efforts to address control gaps. This role will work closely with IT... and compliance contents and result + Support internal regulatory and financial reporting control testing, identification… more
- City of New York (New York, NY)
- …also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian II is responsible for assisting the Bureau of ... actions associated with safety and environmental assessments, inspections, incidents, and regulatory deficiencies. - Perform field work at the various locations… more
- JPMorgan Chase (Brooklyn, NY)
- …in, domestic and international portfolio positions + Adhere to proof & control procedures to ensure accurate reconciliation between regulatory filings, SEC ... an External Reporting Spread - Balance Sheet & RWA Associate in Finance & Business Management, you will play...Front Office + Provide oversight in implementing a strong control environment and support governance forums to proactively raise… more