- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here ... a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized as a… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR)...* The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
- Bank of America (New York, NY)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
- M&T Bank (Buffalo, NY)
- …teams, process improvement teams etc. + Collaborate with business partners on compliance and regulatory issues, Operational Risk Management, and ... parameters. **Primary Responsibilities:** + Develop, implement and maintain a risk -based change management framework and strategy for Enterprise Platforms… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- Insight Global (New York, NY)
- …(market risk , credit risk , counterparty risk ) and non-financial risk management ( operational risk ) including planning and scoping, fieldwork and ... entire portfolio of products, monitoring the credit & counterparty risk associated with trading activities, and ensuring compliance... risk associated with trading activities, and ensuring compliance to the regulators. 50% of their day will… more
- Truist (Port Jefferson Station, NY)
- …risk and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks 4. Strong leadership and ... the following job description:** A first line of defense risk professional within the Governance and Controls Office (GCO),...(GCO), responsible for the execution and support of various risk programs including but not limited to the … more
- American Express (New York, NY)
- …specific control enhancements related to issues **Minimum Qualifications** + Experience within Operational Risk / Operational Excellence, Compliance and/or ... operating in compliance with evolving global regulations. The Manager, EDDS Operational Excellence, will become part of an impactful team to deliver on the… more
- Bank of America (New York, NY)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Neuberger Berman (New York, NY)
- … Risk matters and 2) a key person responsible for the execution of the operational / enterprise risk and resilience frameworks in accordance with best ... the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York...across broad functional areas, including Portfolio Managers, Legal & Compliance , Operations, Technology, Relationship Managers, and Client Service as… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Manager, First Line Operational Risk and New Initiatives, US...assess screener and new initiatives + Work closely with Enterprise Risk Management to ensure efficient review… more
- M&T Bank (Buffalo, NY)
- …make adjustments to expected or normal external requirements. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... control processes for the effective and efficient mitigation of operational risk . Develop reports to document and...+ Help the first line understand and utilize the Enterprise Risk Framework, which includes assisting in… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk capabilities across the enterprise . We are looking for an experienced AVP to...Banking as well as Capital Markets a plus + Risk management, compliance , or audit experience. +… more
- Roberts Wesleyan College - Rochester, NY (Rochester, NY)
- …within the CFO's office and Finance Department, with responsibility for enterprise risk management, insurance/workers' compensation, contracts and assistance ... manage the institution's efforts to identify, evaluate and mitigate operational risk . + Analyze data in terms...Requirements Bachelor's degree and 4-6 years of experience in enterprise risk management, insurance, related field or… more
- M&T Bank (Buffalo, NY)
- …to the risk areas of the bank supporting various regulatory programs, including compliance , enterprise risk , operational risk , marketing and ... and its affiliates (" **M&T** ") with respect to enterprise -wide vendor, supply, and third-party contracts, often involving technology...with M&T's business units, subject matter experts, and the Compliance , Risk , and TPRM groups to assess… more