• Risk and Compliance

    Robert Half (New York, NY)
    JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here ... a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized as a… more
    Robert Half (05/29/24)
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  • Compliance and Operational

    Bank of America (New York, NY)
    …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
    Bank of America (06/12/24)
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  • Compliance and Operational

    Bank of America (New York, NY)
    …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
    Bank of America (06/13/24)
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  • Volcker EAC Compliance

    Bank of America (New York, NY)
    …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR)...* The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR)… more
    Bank of America (03/23/24)
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  • Equities Compliance and Operational

    Bank of America (New York, NY)
    …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
    Bank of America (06/19/24)
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  • Compliance and Operational

    Bank of America (New York, NY)
    …This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
    Bank of America (04/25/24)
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  • Dodd Frank EAC Compliance

    Bank of America (New York, NY)
    …banks. **Swap Dealer EAC** + The Swap Dealer Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) is made up of subject matter experts ... the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively… more
    Bank of America (04/12/24)
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  • Asset Backed Securities (ABS) Lending Reporting VP

    Bank of America (New York, NY)
    …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... and monitoring activities to drive revenue growth while maintaining appropriate risk disciplines. GMC also coordinates engagement with key control partners,… more
    Bank of America (04/23/24)
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  • Strategic Risk Manager - Enterprise

    M&T Bank (Buffalo, NY)
    …teams, process improvement teams etc. + Collaborate with business partners on compliance and regulatory issues, Operational Risk Management, and ... parameters. **Primary Responsibilities:** + Develop, implement and maintain a risk -based change management framework and strategy for Enterprise Platforms… more
    M&T Bank (05/29/24)
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  • Risk Officer - Enterprise Data…

    Bloomberg (New York, NY)
    Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... decision making. The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
    Bloomberg (04/05/24)
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  • Onsite - Senior Internal IT Audit…

    Insight Global (New York, NY)
    …(market risk , credit risk , counterparty risk ) and non-financial risk management ( operational risk ) including planning and scoping, fieldwork and ... entire portfolio of products, monitoring the credit & counterparty risk associated with trading activities, and ensuring compliance... risk associated with trading activities, and ensuring compliance to the regulators. 50% of their day will… more
    Insight Global (06/19/24)
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  • GCO Risk Program Execution Consultant III…

    Truist (Port Jefferson Station, NY)
    risk and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks 4. Strong leadership and ... the following job description:** A first line of defense risk professional within the Governance and Controls Office (GCO),...(GCO), responsible for the execution and support of various risk programs including but not limited to the … more
    Truist (06/18/24)
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  • Manager- Operational Risk

    American Express (New York, NY)
    …specific control enhancements related to issues **Minimum Qualifications** + Experience within Operational Risk / Operational Excellence, Compliance and/or ... operating in compliance with evolving global regulations. The Manager, EDDS Operational Excellence, will become part of an impactful team to deliver on the… more
    American Express (06/14/24)
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  • Compliance & Op Risk Manager

    Bank of America (New York, NY)
    …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
    Bank of America (04/16/24)
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  • Co-Head of Operational Risk

    Neuberger Berman (New York, NY)
    Risk matters and 2) a key person responsible for the execution of the operational / enterprise risk and resilience frameworks in accordance with best ... the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York...across broad functional areas, including Portfolio Managers, Legal & Compliance , Operations, Technology, Relationship Managers, and Client Service as… more
    Neuberger Berman (06/11/24)
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  • Manager, First Line Operational Risk

    Scotiabank (New York, NY)
    …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Manager, First Line Operational Risk and New Initiatives, US...assess screener and new initiatives + Work closely with Enterprise Risk Management to ensure efficient review… more
    Scotiabank (06/06/24)
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  • Operational Risk Advisor - Financial…

    M&T Bank (Buffalo, NY)
    …make adjustments to expected or normal external requirements. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... control processes for the effective and efficient mitigation of operational risk . Develop reports to document and...+ Help the first line understand and utilize the Enterprise Risk Framework, which includes assisting in… more
    M&T Bank (06/14/24)
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  • Operational Risk - Assistant Vice…

    Mizuho Corporate Bank (New York, NY)
    …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... risk capabilities across the enterprise . We are looking for an experienced AVP to...Banking as well as Capital Markets a plus + Risk management, compliance , or audit experience. +… more
    Mizuho Corporate Bank (06/12/24)
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  • Director of Risk Management…

    Roberts Wesleyan College - Rochester, NY (Rochester, NY)
    …within the CFO's office and Finance Department, with responsibility for enterprise risk management, insurance/workers' compensation, contracts and assistance ... manage the institution's efforts to identify, evaluate and mitigate operational risk . + Analyze data in terms...Requirements Bachelor's degree and 4-6 years of experience in enterprise risk management, insurance, related field or… more
    Roberts Wesleyan College - Rochester, NY (05/30/24)
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  • Assistant General Counsel - Vendor Contracts…

    M&T Bank (Buffalo, NY)
    …to the risk areas of the bank supporting various regulatory programs, including compliance , enterprise risk , operational risk , marketing and ... and its affiliates (" **M&T** ") with respect to enterprise -wide vendor, supply, and third-party contracts, often involving technology...with M&T's business units, subject matter experts, and the Compliance , Risk , and TPRM groups to assess… more
    M&T Bank (05/31/24)
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