- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business QA testing results. * Work with Senior Compliance Officer , Compliance...for any part of the employment process. Please contact us via [email](mailto:###@cnb.com) or leave a message at ###.… more
- Albany Medical Center (Albany, NY)
- …Day ( United States of America) Salary Range: $0.00 - $0.00 The Senior Compliance Officer will be responsible for developing and implementing an ... adhering to applicable laws, rules and regulations for Albany Medical Center. The Senior Compliance Officer will work closely with the management in order to… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Zurich NA (New York, NY)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make ... leading the next evolution of the insurance industry. Join us in building a brighter future for our people,...Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer… more
- Rochester Institute of Technology (Rochester, NY)
- …Saunders College of Business is ranked among the top 100 business schools in the United States by US News and World Report, https://www.rit.edu/business/ . ... **9652BR** **Position Title:** Senior Admissions Officer **Organization:** Saunders Executive...List of References **Employment Category:** Fulltime **Additional Details:** In compliance with NYS's Pay Transparency Act, the salary range… more
- HSBC (Buffalo, NY)
- …or any other trait protected by applicable law. **Job Field:** Operations **Primary Location:** North America- United States -New York-Buffalo **Req ID:** 0000L7O8 ... appetite to onboard or maintain the customer. As our Senior Know Your Customer Review Officer you...+ Determine the progression of files, the business and compliance approvals needed to bring on or maintain a… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York...GED / Secondary School or equivalent. **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 ... a successful career with opportunities to learn, grow, and make an impact. Join us ! **Job Description:** This job is responsible for managing a book of fiduciary and… more
- American Red Cross (NY)
- …Career is a Force for Good!** **The American Red Cross is currently seeking a Senior Corporate Partnership Officer to support New York City and the surrounding ... be part of the world's largest humanitarian network?_** **Join us -Where your Career is a Force for Good!** **Job...officer to join our development team as a Senior Corporate Partnerhiip Officer . The ideal candidate… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- M&T Bank (Buffalo, NY)
- …company, M&T Bank, is one of the largest commercial real estate lenders in the United States . We leverage the power of our balance sheet and other financial ... skills, and experience will inform their specific compensation. **Location:** Baltimore, Maryland, United States of America M&T Bank Corporation is an Equal… more
- Association of National Advertisers (New York, NY)
- …trade association representing client-side marketers, is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to ... $400 billion in marketing and advertising annually. It consists of US and international companies, including client-side marketers, nonprofits, universities, and… more
- AIG (New York, NY)
- Job Purpose The purpose of the Enterprise Resiliency Senior Program Officer role is to drive and maintain an effective program that safeguards AIG's assets and ... policy, standards (and guiding documents used to administer the day-to-day program compliance + Contribute towards the ongoing development and implementation of a… more
- Center for Disability Services (Albany, NY)
- Compliance and HIPAA Privacy Officer Administration Albany, New York Salary: USD 85000 - 110000 Annually Apply Description The Center for Disability Services ... available elsewhere. We are seeking a skilled and experienced Compliance and HIPAA Privacy Officer . This...+ Compiles data and information for review by executives, senior management and relevant board and other committees, and… more