- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST *... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- City National Bank (New York, NY)
- …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
- TD Bank (New York, NY)
- …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- TD Bank (New York, NY)
- …of, adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + ... and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- Citigroup (Queens, NY)
- …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... compliance and reputational risks and the design of effective controls to support business growth and expansion...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... advisory role supporting assigned business units including two registered investment managers. The role...with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining… more
- General Motors (Rochester, NY)
- …entries are processed timely and accurately + Maintain effective internal and accounting controls and ensure fiduciary responsibility over all plant activities + ... NY, **three times per week,** at minimum or other frequency dictated by the business . **This job may be eligible for relocation benefits** **The Role** This position… more
- Adelphi University (Garden City, NY)
- …the development and maintenance of policies and procedures, reporting, compliance, fiduciary controls , regular reconciliation and student information and ... Senior Financial Aid Administrator Job Department/School One-Stop Student...Core Four-Arts and Humanities, STEM and Social Sciences, the Business and Education Professions, and Health and Wellness. Recognized… more
- M&T Bank (New York, NY)
- …and external sources, and the retention and expansion of a book of business . Consults and coordinates on the delivery of solutions for a comprehensive wealth ... management strategy for individuals, business owners, and/or families. **Primary Responsibilities:** + Leads the client relationship team and has overall… more
- TD Bank (New York, NY)
- …or broader audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Highmark Health (Albany, NY)
- …developing and managing the related policies, standards, architectures, and controls . Partners with Information Security, IT Infrastructure, Application Development, ... and business units to ensure secure and appropriate access to...Defines service levels and monitors adherence. Sets budgets and controls expenses within the operating unit. Creates a team… more
- KeyBank (Albany, NY)
- …complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable insights to business partners. + Remain current ... etc. Moreover, partnering with the LOB while balancing the fiduciary oversight role is important. This role is expected...and maintain strong, collaborative relationships with all lines of business , mid to senior level management, other… more
- UMB Bank (Albany, NY)
- …will manage accounts with a focus on client experience, the governing instruments, fiduciary laws, and bank policies and procedures. + You will work collaboratively ... with Senior Associates on team to resolve complex administrative issues...and asset reporting. + You will implement the strategic business plans for assets and portfolios, as necessary. +… more
- New York State Civil Service (Albany, NY)
- …Assesses an institution's capital adequacy and capital planning process and senior management's strategic business plan;* Reviews prior examination reports, ... and resilient financial system that benefits individuals and supports business . Through engagement, data-driven regulation and policy, and operational excellence,… more
- TIAA (New York, NY)
- …strategy. + Maintain Risk & Control inventory + Act as primary liaison with Business Controls , Compliance / Risk / Audit functions * Management of audit / ... processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value...risk management experience within a wealth, trust and/or brokerage business as a senior risk leader or… more
- Tompkins Community Bank (Rochester, NY)
- Overview Responsible for the management and business development of Tompkins Financial Advisors (TFA) in an assigned market. Expected to ensure an exceptional client ... services including planning, investments and trust services; lead wealth management business development efforts within the market; oversee or manage assigned wealth… more
- JPMorgan Chase (New York, NY)
- …communication and interpersonal skills, with the ability to effectively engage with business partners and present insights to senior management. + Demonstrated ... of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your… more
- Robert Half Finance & Accounting (Akron, NY)
- …documented system of accounting policies and procedures. * Create an environment of controls to ensure the safeguarding of company assets, including, but not limited ... investments. * Understand the relationship of computer and process-driven systems, ensuring controls are in place. * Consistently analyze financial data and present… more
- Honeywell (New York, NY)
- Honeywell Sustainable Building Technologies is seeking a Senior Project Manager (PM) with experience in Microgrids and Battery Storage. This PM will be the subject ... subs/vendors, and the customer + Executes with accuracy all fiduciary requirements including managing installation budgets, creating/approving revenue and expense… more