- TD Bank (New York, NY)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures,...systems, and/or controls via action plans or projects. The Regulatory Implementation Team supports a broad range… more
- TD Bank (New York, NY)
- …Qualifications: Reporting to the Manager, TDS G&C, the primary role of the Senior Analyst, TDS G&C Regulatory Compliance Management (RCM), is to support ... elements of the TDS RCM program, including update, development, communication, and implementation of TDS RCM procedures to align with new enterprise RCM Standards.… more
- City National Bank (New York, NY)
- …responsible for the planning, execution and delivery of one or more major regulatory workstreams within the GRC Implementation Office. Position is responsible ... expertise into the program approach, and reporting status to senior leadership. Liaises with Legal, HR, Regulatory ...planning, execution and delivery of one or more major regulatory workstreams within the within the GRC Implementation… more
- TD Bank (New York, NY)
- …on regulatory requirements + Advises the business with respect to the implementation of new and amended regulatory requirements + Independently reviews and ... individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA… more
- Citigroup (New York, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + **Partner** with senior stakeholders across the… more
- Citigroup (Getzville, NY)
- …centralized unit within the Operations team that is responsible for the implementation and oversight of regulatory reporting, including exception management and ... risk mitigation across swap dealer reporting. The group is responsible for:_ + Implementation of new regulatory reporting initiatives and enhancements + Control… more
- Citigroup (Queens, NY)
- The Financial Regulatory Rules Interpretation role is a Senior Basel regulatory capital subject matter expert position within the Regulatory Capital ... Controllers. + Participates in cross-functional working groups supporting the day-to-day implementation of regulatory capital requirements. + Reviews and… more
- Citigroup (Queens, NY)
- The Regulatory Reporting role is a senior ...+ Work with peers and program leaders on the implementation of US regulatory changes within the ... that will report up through the Global Head of Regulatory and Capital Reporting. The individual will support the...associated with reports to identify challenges and issues. Support implementation of processes and controls to mitigate the risk… more
- Citigroup (Queens, NY)
- The Regulatory Reporting role is a senior ...to synthesize complex concepts, negotiate internally, often at a senior level and influence change . + Strong ... within the Controllers Organization that will report up through the Global Head of Regulatory Reporting. The position will have a high level of visibility within the… more
- Mizuho Corporate Bank (New York, NY)
- …of Regulatory Reporting Working Group and Governance Committee meetings, Change Management and Issue Management Forums, and handling communication with internal ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple entities… more
- Rochester Regional Health (Rochester, NY)
- …standards as applicable. + Collaborates in the development and implementation of affiliate/departmental/service/unit level regulatory and/or accreditation plans, ... information and makes appropriate referrals to department directors/managers and/or Senior Leaders regarding + regulatory , safety and risk management… more
- Wells Fargo (New York, NY)
- …and mitigating compliance risk and establish processes to ensure effective and timely implementation of regulatory change requirements applicable to the ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the...business on developing corrective action plans and effectively managing regulatory change . + Develop, oversee, and provide… more
- TD Bank (New York, NY)
- …setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... risk assessment, reporting and other activities;** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in ... monitoring, risk assessment, reporting and other activities; Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- Citigroup (New York, NY)
- **Role:** Citi is seeking an experienced risk professional to join as a Regulatory Product Developer within the Spread Product (SP) business. The role sits directly ... Risk and Control, audit and others to facilitate, prioritize and deliver regulatory related requirements within SP, including a broad spectrum of strategic and… more
- TD Bank (New York, NY)
- …partners and regulatory requirements + Provides input into the development, implementation , and monitoring of operating plans and expense budgets for the area, ... Bank strategies and objectives + Prepares detailed reports and presentations for senior management and regulatory authorities, covering the effectiveness of… more
- TD Bank (New York, NY)
- …management, fraud aggregation and assessment, Basel implementation /capital analysis, change management, Privacy, AML, LCM and other regulatory issues), ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Specialist, Senior RCSA Manager** is a leadership… more
- American Express (New York, NY)
- …across groups, geographies and with varying backgrounds + Experience driving transformational change across the enterprise + Knowledge of regulatory changes and ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- Valvoline Global (NY)
- …the future of automotive and industrial solutions. **How You'll Make an Impact** The ** Senior Manager, Identity and Access Management (IDAM)** is a key leader in the ... while enhancing operational efficiency through automation and streamlined processes. The Senior Manager will also oversee the IDAM Engineering team, driving the… more
- Capco, a Wipro Company (New York, NY)
- …team that prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines ... delivering projects, ranging from short-term strategic assessments to large scale change initiatives, for leading clients across financial services. Capco FRC is… more