- Highmark Health (Albany, NY)
- …team of specialists. Identify, develop, coordinate, and implement legislative, regulatory , sub- regulatory , and licensing / accreditation requirements.Perform ... ongoing monitoring and analysis of external regulatory and industry intelligence, collaborating with impacted stakeholders, and providing regular, executive… more
- Citigroup (New York, NY)
- …internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent ... the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains...decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor… more
- Citigroup (New York, NY)
- The HR Global Head of Quality Assurance will be instrumental in establishing and implementing strong issues management processes including quality assurance ... responsible for the assessment of all issues from self-identified to regulatory /Consent Order related issues. Expected outcomes should drive risk reduction through… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …the health authority. - Represents GRA in project team meetings and provides regulatory guidance and perspective to the cross-functional team in conjunction with ... **Position Summary** Provides critical support in developing global regulatory strategy, planning and execution of global investigational and marketed prescription… more
- Grant Thornton (New York, NY)
- …Research, analyze, and understand current marketplace issues and emerging risk and regulatory requirements and guidance + Conduct engagement activities including ... As a Financial Services Internal Audit Senior Associate, you will get the opportunity to...regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the… more
- Amazon (New York, NY)
- Description Amazon Web Services (AWS) Security is looking for an experienced Senior Trade Compliance Manager to support Canada and US operations with a broad range ... Compliance (GPTC) organization for AWS. Key job responsibilities - Monitor import/export regulatory or procedural changes that could impact planning for cross border… more
- Citigroup (New York, NY)
- …provide advice to senior management on the best approach to regulatory interactions with guidance on best-in-class presentations, materials and other ... key stakeholders to drive awareness of and help anticipate regulatory concerns. + Review and provide quality assurance... senior management across risk segments to provide guidance , leadership and support during critical regulatory … more
- Citigroup (Queens, NY)
- The Financial Regulatory Rules Interpretation role is a Senior Basel regulatory capital subject matter expert position within the Regulatory Capital ... to the Head of the RCPG. This individual provides firmwide US regulatory capital guidance and interpretations for transactions, deal structures, products,… more
- Citigroup (New York, NY)
- The Finance CRO Group provides independent, objective, reliable, valued and timely assurance to the Board of Directors, the Committees, the Citigroup Chief Risk ... Officer, the Citigroup Chief Credit Officer, senior management and regulators on the effectiveness of credit,...accuracy and timeliness of risk parameters used to determine regulatory capital treatment for various exposures. The SVP, Lead… more
- TD Bank (New York, NY)
- …technology teams to evaluate and implement new platforms, ensuring compliance with regulatory requirements. + Provide guidance in the development of operational ... implement Compliance strategies and directs the compliance culture + Provides insight, guidance , and recommendation on Compliance subject matter, regulatory and… more
- TD Bank (New York, NY)
- …setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described ... risk assessment, reporting and other activities;** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- Citigroup (New York, NY)
- …Office (Finance CRO) organization is responsible for second-line oversight of regulatory capital management, including measurement of spot regulatory capital ... testing and monitoring of the end-to-end verification of calculation and regulatory reporting related to spot capital, RWA and supplementary leverage ratio… more
- Northwell Health (New Hyde Park, NY)
- …2. Operational Leadership: 1. Provides administrative oversight, strategic problem-solving, and regulatory guidance for collaborative review of complex research ... to ensure compliance with federal and state regulations. The Senior Director will be responsible for building the IRB...supporting the IRB review process for research protocols; Provides regulatory guidance to the IRB Chair and… more
- TD Bank (New York, NY)
- …implement Compliance strategies and directs the compliance culture + Provides insight, guidance , and recommendation on Compliance subject matter, regulatory and ... enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of… more
- M&T Bank (Buffalo, NY)
- …complex initiatives, influencing overarching risk framework and providing advanced guidance to leadership for informed decision-making aligned with organizational ... programs that informs how to align practices with business objectives and regulatory requirements, including (but not limited to) developing complex process maps,… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance , and business oversight to assigned portfolio, business, or...activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Finance **Job Description:** The Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, ... Daily activities involve providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance , and business oversight to assigned portfolio, business, or...on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but… more
- TD Bank (Melville, NY)
- …role. **Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager - Merchant Card Compliance & Control oversees a team that ... monitoring merchant activity, conducting assessments, developing and implementing Quality Assurance / Quality Control activities, managing the group's ownership of… more
- ConnectLife (Williamsville, NY)
- …one blood donation can save up to 3 lives in our community! Senior Quality Coordinator- Blood Services Job Summary Performs quality improvement activities by working ... equivalent, preferred. Experience: + Four to five years of relevant Quality Assurance experience required. + One year of supervisory experience preferred. + Three… more