- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in becoming part of our...Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at… more
- KeyBank (Amherst, NY)
- …+ Review and decision alerts or transactions that may lead to an AML investigation or CIP/OFAC escalation. + Provide ongoing operational support to ensure timely ... and accurate completion of AML functions, including completion of periodic reconcilements, daily report...of operational risk. + Develop rapport and communication with Compliance and LOB partners. + Identify and escalate information… more
- KeyBank (NY)
- … compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, project tracking, and administrative matters. ... support projects, and facilitate processes as directed by the AML Enterprise Team Compliance Manager and the...Actively participate in regulatory examinations, as required. + Provide senior managers with reports and information for the purpose… more
- SitusAMC (Albany, NY)
- …of 6+ years of industry and/or relevant experience, typically with 1+ years in a Senior Associate level role or external equivalent. + Knowledge of the Warehouse ... in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality… more
- Citigroup (New York, NY)
- The Associate Banker Senior is a seasoned...the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Arrow Financial Corporation (Glens Falls, NY)
- …professional to join Compliance and Risk team as: Bank Secrecy Act Senior Specialist This opportunity may be perfect for you if you have experience in: ... Support the Bank Secrecy Act Manager in an administrative capacity to ensure compliance with BSA/ AML related laws and regulations. Responsible for preparation of… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** Reporting to the SVP, BSA/ AML /OFAC Officer, this position will oversee and provide strategic thought leadership regarding ... the following components of the BSA/ AML /OFAC program: Sanctions and Watchlist Screening,.../OFAC program: Sanctions and Watchlist Screening, 314(a) and (b) compliance , identification and monitoring of Politically Exposed Persons. This… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate , US Treasury - Liquidity Reporting & Analytics...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate Director, Global Capital Markets Documentation, GBM, New...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Associate Director - FICC Index Trading, New York,...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high-performance ... Associate , Equity Research, Biotechnology **Requisition ID:** 228819 **Salary...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. What… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high performance ... Associate , REITs, Scotiabank US Research, New York, Global...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …cross-functional teams (eg, Global Procurement Services, Third Party Risk Management, and Compliance ) and senior management, providing legal guidance on matters ... Associate Director, Legal Counsel, GBM Legal **Requisition ID:**...business controls to meet obligations with respect to operational, compliance , sanctions and anti-money laundering ( AML ), and… more
