- Neuberger Berman (New York, NY)
- The Senior Associate - Private Wealth Platforms & Experience role will play a pivotal part in enhancing the digital client experience for Neuberger Berman's ... Private Wealth clients. This role focuses on identifying and implementing...+ Collaborate with internal teams, including Marketing, Legal & Compliance , Operations, and Technology, to define, draft, and distribute… more
- Neuberger Berman (New York, NY)
- …services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management, Private Banking, or a similar ... **Head of Business Control & Governance - Private Wealth ** **Location:** New York, NY **Department:** Private ...oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations, and other control partners to… more
- KeyBank (Amherst, NY)
- …members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's Wealth ...to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit… more
- KeyBank (New York, NY)
- …fiduciary issues. + Work closely with Regional Trust Director and applicable Family Wealth team members on pricing, client service, compliance , and litigation ... Plymouth Road - Plymouth Meeting, Pennsylvania 19462 Job Description The Sr . Fiduciary Advisor is primarily responsible for fulfilling the fiduciary responsibilities… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr . Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... independent compliance oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization,… more
- City National Bank (New York, NY)
- …affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with ... new/revised product and service offerings and work closely with senior leaders of business units to plan a response....as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within… more
- Citigroup (New York, NY)
- …We'll enable growth and progress together. **Overview of the Role:** The Data Governance Foundation Sr . Group Manager is a senior level role managing a team ... for senior leadership and regulatory updates. + **Reporting and Compliance Assurance:** Establish and maintain robust reporting mechanisms to ensure the timely… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Senior Product Manager , US Wealth oversees the end-to-end management of ... Fixed Income, Structured Products, ETF, Equity, and Options. The Senior Product Manager - Wealth , is accountable...due to internal changes or regulatory updates and ensuring compliance with all policies and procedures. + Supports management… more
- S&P Global (New York, NY)
- …use):** 10 **The** **Role:** Tax Solutions Client Success/Client Engagement Sr . Specialist **The Team:** S&P's Market Intelligence group offers best-in-class ... assistance to the financial services industry with meeting their compliance obligations. Our risk and regulatory compliance ...Serve as the primary and secondary relationship and support manager for assigned Tier 1/high value clients and handle… more
- TD Bank (New York, NY)
- …customer acquisition and account management of wealth and TD Premier clients. The Senior Group Manager , Wealth & Premier Marketing Planning leads a high ... this role. **Line of Business:** Marketing **Job Description:** The Wealth & TD Premier product marketing team develops, implements...all or select levels of the marketing funnel. This Senior Group Manager role will work with… more
- Citigroup (New York, NY)
- …service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and ... of all CPB products, services, and processes. + Deliver wealth management services to CPB Latam clients with guidance...investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be… more
- Citigroup (Hewlett, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such… more
- KeyBank (Rochester, NY)
- …+ Maintains deep expertise in fiduciary, investment, tax, and other related wealth issues and employs sound fiduciary judgement + Proactively analyzes and interprets ... of decision making + Interprets investment decisions made by portfolio manager + Displays above-average understanding of income taxation of grantor, simple,… more
- M&T Bank (New York, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Citigroup (Hewlett, NY)
- The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- Citigroup (New Hyde Park, NY)
- The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- Citigroup (New York, NY)
- The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The US Wealth Product Marketing Manager will combine strong investment knowledge, product ... on cross-regional initiatives. Specific responsibilities include: + Partner with US Wealth Marketing Strategist to identify opportunities for new content for… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...our clients need financial services outside of their core wealth management solutions, we have the resources to help.… more