- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- KeyBank (Albany, NY)
- …they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure ... **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be...the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Compliance Monitoring & Testing (M&T) Team, responsible...Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,… more
- KeyBank (Buffalo, NY)
- …supporting oversight of enterprise-wide data governance practices across KeyCorp. The Sr . Operational Risk Officer is responsible for providing independent ... quality, metadata management, and data lifecycle practices. This role engages with senior leaders across business units and technology teams to ensure alignment with… more
- SitusAMC (Albany, NY)
- …outcome, and think global but act local - come join our team! The Governance, Risk, Compliance , and Audit Senior Associate will be a key member of the Chief ... Information Security Officer 's (CISO) organization, working closely with other security team...strategic security objectives. By leveraging expertise in governance, risk, compliance , and audit, the Senior Associate will… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Financial Risk Analytics Sr . Specialist New York, New York;Charlotte, North Carolina...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- Bank of America (New York, NY)
- …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Huntington National Bank (New York, NY)
- …and credit quality of assigned portfolio working directly with the Segment Risk Manager, Sr and Segment Risk Officer . + Underwrites complex and large credit ... Credit Portfolio Risk Analyst Summary: The Credit Portfolio Risk Analyst, Senior (BIN Sponsorship) services, deepens, and retains assigned profitable customer… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws, rules,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance risks. Analyze the...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance risks. Analyze the...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (New York, NY)
- …Credit Portfolio Analyst is an experienced Lending Product specialist and Credit Officer within the Wealth Lending. The core product set includes capital ... judgment. Activities will include the successful structuring, documenting, closing and monitoring of credit facilities in a controlled environment. Duties will also… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr . Regulatory Officer works with the Regulatory Relations team to ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- City of New York (New York, NY)
- …stakeholders, supports the development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more
- Citigroup (Getzville, NY)
- …the firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role will serve ... risk oversight responsibilities, ensuring well-coordinated risk assessments, risk identification, measurement/ monitoring , and timely remediation of key gaps. Furthermore, the… more
- Citigroup (Getzville, NY)
- …oversight responsibilities, ensuring well-coordinated risk assessments, risk identification, measurement/ monitoring , and timely remediation of key gaps. Furthermore, ... toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert...of firm-wide efforts to manage data risk and the monitoring of data risk reduction activities. This role will… more