- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Citigroup (Getzville, NY)
- The Electronic Communications Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management ... The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Guardian Life (New York, NY)
- …best execution + Collaboration with Compliance on regulatory reporting and trade surveillance + Document procedures and recommend operational improvements + ... responsible for the full lifecycle of order entry and trade support across a range of asset classes including...via AnnuityNet + Review client transactions for accuracy and compliance (eg, mutual fund share classes, breakpoints, ROA, LOI)… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Sciences and Engineering (ESE) is responsible for conducting inspections to ensure compliance with various rules and regulations aimed at improving the operating… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... and injury related to environmental health risks through outreach and education, surveillance , and enforcement. The division's Bureau of Food Safety and Community… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Sciences and Engineering (ESE) is responsible for conducting inspections to ensure compliance with various rules and regulations aimed at improving the operating… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... for all places of employment and public spaces. BFSCS also monitors compliance with regulations in other facilities, such as tattoo parlors, correctional facilities,… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... for all places of employment and public spaces. BFSCS also monitors compliance with regulations in other facilities, such as tattoo parlors, correctional facilities,… more
- Lowe's (Springville, NY)
- …merchandise, and an overall appealing shopping experience for our customers. This associate supervises the team that resets (based on planograms), stocks, and prices ... and promptly communicates them to management and/or Asset Protection Ensures compliance with housekeeping standards and programs (eg, Zone Recovery) to maintain… more