- JPMorgan Chase (New York, NY)
- …serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal ... to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the… more
- TD Bank (NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations.… more
- JPMorgan Chase (New York, NY)
- …drive product evolution and client product usage. + Maintain a working knowledge of equities trading , market structure, and the equities market regulatory ... team, which is the client-facing organization for all automated trading capabilities in Cash Equities . This team...clients through execution consultation, systematic market access and the US market landscape. In joining the team, you will… more
- Citigroup (New York, NY)
- …Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- JPMorgan Chase (New York, NY)
- …regulator, and/or financial institution advising on broker-dealer regulatory issues, cash equity trading issues and securities transactions + All candidates ... will provide legal and regulatory advice to the cash equities research, sales and trading businesses. You... business managers and registered representatives on issues involving equity research, sales and trading , broker-dealer regulatory… more
- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...their current activities. + Maintain and Oversee the Firm's Equity Trading activities + Assist the business… more
- Citigroup (New York, NY)
- …products + Proven client relationships and institutional client-specific knowledge + Knowledge of equity trading , trading strategies, the market place and ... position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- City National Bank (New York, NY)
- …and roll out trading system enhancements. * Document and maintain risk, control and trading desk procedures in alignment with firm and regulatory standards. ... role requires the candidate to lead a team of trading analysts and be a point of escalation for...issues. WHAT WILL YOU DO? * Execute and delegate equity and fixed income trades to custodians and external… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Scotiabank (New York, NY)
- …Associate Director, US Equity Derivatives & indicate job code JK080725WEB. Location(s): United States : New York : New York City Scotiabank is a leading ... Associate Director, US Equity Derivatives **Requisition ID:** 233876...initiatives for core Equity Derivatives products with control groups and trading desks; utilizing knowledge… more
- Mizuho Corporate Bank (New York, NY)
- …Loans, Workflow Management + Credit Facilities backed by Multi-Asset Portfolios + Basis Trading ( Equities , Crypto, etc.) This role demands a visionary leader ... Qualifications: + Experience: 10+ years in financial technology with direct experience in Equity Financing across Swap , D1 Trading , Margin Loan, Real Time… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities , fixed income, FX, and… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...**Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...trading products such as cash prime brokerage and equity derivatives, (ie Prime Brokerage Agreements, Term Commitment Agreements,… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...This incumbent will ensure that surveillance alerts related to trading activities of firm employees (sales and trading… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...TD Securities, and manages the dealer's liquidity, funding and non- trading market risk. Within the group, US … more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40...a client facing team responsible for advisory services across trading desks and clients through capital markets deal origination… more