- HSBC (Buffalo, NY)
- …we all share. The Regulatory and Controls Manager role will be part of the US Technology Regulatory and Controls team within the US CIO ... issue remediation is managed. As our US Technology Regulatory and Controls Manageryou...trait protected by applicable law. **Job Field:** Digital **Primary Location:** North America- United States -New York-Buffalo **Req ID:**… more
- HSBC (Buffalo, NY)
- …we all share. The Regulatory and Controls Support role will be part of the US Technology Regulatory and Controls team within the US CIO ... for technology . As our US Technology Regulatory and Controls Support...trait protected by applicable law. **Job Field:** Digital **Primary Location:** North America- United States -New York-Buffalo **Req ID:**… more
- American Express (New York, NY)
- …various regulatory reporting purposes. The team partners closely with the Regulatory Report owners, Technology , Data Governance, and other stakeholders to ... + Lead Quality Assurance reviews which include: + Process review to identify control gaps and improvement opportunities for regulatory reporting processes. +… more
- American Express (New York, NY)
- …multiple Quality Assurance reviews which include: + Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + ... work makes an impact, and together, you will help us define the future of American Express. Our industry...key metrics * Work closely and coordinate with various regulatory reporting, technology , data governance, service management,… more
- Citigroup (New York, NY)
- …+ Manage the documentation of the overall Process, Controls , Data and Technology architecture in support of Regulatory Reporting. + Assess the direct ... Reserve, OCC, etc.) based on applicable requirements such as US Regulatory and foreign regulatory ...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- BlackRock (New York, NY)
- …US , Europe and Asia, performs design review and testing related to technology controls across application systems and infrastructure components such as ... making of audit scope + Reviewing, testing, and assessing the effectiveness of technology controls in business-integrated audits in which there is close… more
- Scotiabank (New York, NY)
- …(Internal Controls , Compliance, Finance, Risk, Legal, Operations, Information and Technology , Regulatory Relations, Data Governance, etc.) to ensure business ... Bank relationships, systems and knowledge Regulatory and Controls : + Strengthen and develop the control ...financial, physical, mental, and social health needs. \#GTB Location(s): United States : New York : New… more
- SMBC (New York, NY)
- …Risk, Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and ... of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC...data management principles, and the ability to navigate complex regulatory and control environments. The role will… more
- Citigroup (New York, NY)
- …& Administration **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - ... through partnership with internal teams. + Responsible for all cross product technology , regulatory and administrative duties in conjunction with the team,… more
- Citigroup (New York, NY)
- …& Administration **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - ... improve operational efficiency and productivity + Responsible for all cross product technology , regulatory and administrative duties in conjunction with the… more
- American Express (New York, NY)
- …(RACM) oversee the technical interpretation and analysis of automation requirements for US regulatory reporting (including but not restricted to FR Y9C, ... is responsible for leading transformational efforts to elevate our controls and risk management for regulatory high-risk...are not limited to:** + Lead and be the US regulatory reporting automation point-of-contact for our… more
- Citigroup (New York, NY)
- …Risk & Control **Time Type:** **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - $500,000.00 In ... that can be tailored to meet clients' needs. The Investor Services Head of Controls and Regulatory Management (C-16) will be tasked with leading and managing… more
- Citigroup (New York, NY)
- …Controls **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - $300,000.00 ... breadth). The Treasury and Trade Solutions (TTS) Domestic Payments & Express Controls , Regulatory Management Senior Manager is a senior individual contributor… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $200,000 - $225,000 USD TD is committed to providing fair and ... Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Bank of America (New York, NY)
- …Management + Financial Processing + Price Verification and Valuations **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... control processes including legal financial books and records, valuations control , regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
- M&T Bank (Buffalo, NY)
- …skills, and experience will inform their specific compensation. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an Equal ... among cross-functional teams and senior or executive leadership to align technology practices with overarching business goals and regulatory requirements;… more
- Citigroup (New York, NY)
- …Exam Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - ... strong partnerships and collaborate with internal stakeholders to provide guidance on regulatory matters and enhance the control environment. + Partner with… more
- Stantec (New York, NY)
- … States -Massachusetts-Boston, United States -Virginia-Fairfax, United States -Pennsylvania-Philadelphia **Organization** : BC-1951 Water- US ... are governed by applicable collective bargaining agreements._ **Primary Location** : United States -New Hampshire-Auburn **Other Locations** : United … more
- S&P Global (NY)
- …Level (for internal use):** 13 **S&P Global Corporate** **Director, First Line Technology Controls Testing and Monitoring** **The Team:** Digital Solutions (DS) ... methodology. + Lead the inherent risk assessment across various technology processes + Oversee controls testing across...persons with the indefinite right to work in the ** United States .** **What's In It For** **You?**… more
- MUFG (New York, NY)
- …**Overall Purpose of Job:** The position is within the Global Markets Risk and Controls - Regulatory Risk and Surveillance team. **The Individual will:** + ... of the Global Markets business to monitor and mitigate regulatory risk for swaps and derivatives products. The position...in the design and execution of new/existing processes and controls to detect non-compliance issues owned by front office.… more