- Raymond James Financial, Inc. (NY)
- …obtained through education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations ... as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by...and management. + Responds to and oversees responses to regulatory inquiries. + Manages compliance exams of… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy team, you ... The Regulatory Reporting Policy team sits within...investments, debt securities, derivatives, securities financing transactions) required + Vice President level or equivalent experience +… more
- SUNY Schenectady County Community College (Schenectady, NY)
- …Job Description: SUNY Schenectady County Community College is seeking a full-time Associate Vice President of Campus Safety/Peace Officer (Armed) for the Office ... Safety . Under the general direction of the Executive Vice President for Administration & Finance, the...communication strategies. + Responsible for all safety and security compliance reporting (eg, the Clery Disclosure Report)… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Assistant Vice President , Project Delivery, Life Sciences Occupational Category Other Professional Careers ... Please contact Human Resources if you require an accommodation.BASIC FUNCTION:The Assistant Vice President , Project Delivery will be working closely with the… more
- Win (Women In Need) (New York, NY)
- …of Temporary Disability Assistance (OTDA). + Consult with the Vice President of Transitional Housing regarding contractual and regulatory issues. + Represent ... Win Assistant Vice President , Transitional Housing Title of...effective leadership and management to Win shelters to ensure compliance with all legal, regulatory and contractual… more
- Bank of America (New York, NY)
- Vice President - Credit Risk Officer, Global Markets Credit New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... range of financial and physical assets. Within GMC, the Vice President will assist with the credit...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States… more
- FLACRA (Newark, NY)
- …theNYS Justice Centerand other regulatory entities + Oversee theincident reporting and investigation processfor Quality Assurance, Corporate Compliance , and ... Vice President of Quality Assurance Newark,...programs. This senior leadership role is responsible for ensuring regulatory compliance , driving performance excellence, managing audit… more
- Heritage Financial Credit Union (Newburgh, NY)
- …financial planning, reporting , budgeting, investments, asset/liability management, and regulatory compliance done with precision and purpose? Are you ... Vice President of Finance Newburgh, NY...the credit unions' investments and loan sale/participation transactions in compliance with regulatory , ALM, Concentration Risk, Liquidity… more
- ADP (New York, NY)
- …~150 indirects both offshore and domestic. + Act as the Enablement and Operations Leader, reporting to the Vice President , ADP Lyric HCM. + Have direct ... **ADP is hiring a VP , ADP Lyric HCM Enablement within our National...**Ready to make your mark?** In this position, the ** Vice President , ADP Lyric HCM Enablement** will… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Vice President ( VP ) of...overseeing the global pharmacovigilance areas of Case Evaluation and Reporting (CER), Quality and Compliance Center of ... development, and join the GPS Leadership Team (LT). **A typical day as a Vice President , Patient Safety Operations might look like:** + This leadership position… more
- SMBC (New York, NY)
- …understanding the firm's regulatory environment, and maintaining effective communications and reporting . The successful Vice President , Compliance ... offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Compliance Transformation Project Manager manages … more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years ... Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of...alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and reporting … more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new ... its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly...to work collaboratively on teams of varying size. The VP Compliance TDS oversees/leads a team(s) of… more
- Bank of America (New York, NY)
- Vice President - Equity Capital Markets Execution Services New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... to learn, grow, and make an impact. Join us! ** Vice President - Equity Capital Markets Execution...Investment Banking, Equity Trading, Legal (both internal & external), Compliance , Technology, FINRA (and other regulatory agencies),… more
- Wolters Kluwer (New York, NY)
- …employee experience. The role will also be part of the Rewards leadership team, reporting into the Senior Vice President , Rewards and Belonging. **Essential ... The Vice President of Benefits at Wolters...The Vice President of Benefits at Wolters Kluwer will be...clinicians, nurses, accountants, lawyers, and tax, finance, audit, risk, compliance , and regulatory sectors. We help our… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Position Overview:** The Vice President , Public Policy & Strategy, will serve as an integral member ... and commercial objectives across the region. In the government affairs function, the Vice President will help drive MUFG's advocacy and engagement efforts on… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Vice President with a minimum of 7 years' experience in the banking ... for the firm's cybersecurity and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit... to the Cybersecurity Audit Team Head, the Audit Vice President will be responsible for (i)… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The VP Compliance , TD Securities oversees/leads a team(s) of specialists/professionals ... examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare… more
- JPMorgan Chase (New York, NY)
- The Control Manager Vice President provides leadership to create a proactive risk and control culture that leverages proven evaluation strategies and sound ... change management protocols. As a Vice President , Control Manager for AI/ML Analytics...governance support for artificial intelligence initiatives and lead the Compliance & Operational Risk Evaluation (CORE) Program Governance. Your… more
- The Hartford (New York, NY)
- …shape the future. Reporting to the Northeast Division Executive, Regional Vice President will provide innovative, bold, and strategic underwriting, sales and ... Regional Vice President - UQ04ME We're determined...implement specific initiatives to address shortfalls* Ensure functional and regulatory integrity of the book of business and overall… more