- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is committed to providing fair… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . We advise, originate, ... redefine how we do business in ever more global and dynamic financial markets . Team Profile: Institutional Securities Technology (IST) develops and oversees the… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …risk **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is...projects through Project Management Life Cycle including Planning, Execution, Control and Closure of projects + Manages / oversees… more
- Morgan Stanley (New York, NY)
- …provide audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit. In the Audit division, we provide senior ... management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Director level position… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... of our culture. *Department Profile:* When clients need capital, Global Capital Markets (GCM) responds with market judgments and ingenuity. Whether executing… more
- Citigroup (Jersey City, NJ)
- …Derivative, Clearing & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, ... and excel. + **Promote a culture of continuous improvement,** cultivating a robust service and control environment. + **Coaching and Mentoring:** Develop our… more
- SMBC (Jersey City, NJ)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...Good knowledge of financial reporting process and related internal control framework + Knowledge of securities broker… more
- CIBC (New York, NY)
- …processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, market , credit, ... other relevant SRO regulatory rule requirements through proactive engagement and advisory services to CIBC's US Capital Markets employees; 3) taking reasonable… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...important part of our culture. *Description: * The Business Control Unit Institutional Securities Documentation team at… more
- SMBC (Jersey City, NJ)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Bank of America (Jersey City, NJ)
- …* 1+ years of investment experience/work or good knowledge of investments/ securities products and services . * Certifications: ACAMS - Association ... Global Financial Crimes Specialist - Global Markets - US and Global Markets ...Identify potentially suspicious broker-dealer activity such as insider trading, market abuse/ market manipulation and potentially unusual trading… more
- Capco, a Wipro Company (New York, NY)
- …on client site to deliver change initiatives for leading clients across Financial Services , particularly the Capital Markets space. **What You'll Get to Do:** ... projects as needed by client. + Maintain awareness of market trends and present to client leadership. + Actively...You:** + 8+ years of consulting experience in Capital Markets and Securities related businesses, with specific… more
- US Bank (New York, NY)
- …areas: * Wealth Management laws and regulations (eg, Broker Dealer, Trust Services , Wealth Management, Securities and Exchange Commission (SEC) Regulations, ... Market laws and regulations (eg, Broker Dealer, Trust Services , Wealth Management, SEC Regulations, FINRA Regulations, 12CFR9 Regulation, Investments, Wealth… more
- CIBC (New York, NY)
- … Markets function. + Strong subject matter expertise in Capital Markets products including securities lending, investment banking, repo, wholesale funding, ... Bank's liquidity risk appetite. The role will work closely with various Capital Markets and Treasury lines of business across multiple legal entities, serving as US… more
- Bank of America (New York, NY)
- ISG Capital Markets New Issue Diligence Specialist New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... make a difference. Join us! **Job Description:** The New Issue Capital Markets Product Diligence Specialist will help conduct issuer due diligence. Additionally, the… more
- Scotiabank (New York, NY)
- Director, Control Room - GBM&T Compliance **Requisition ID:** 201053 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more