- Bank of America (New York, NY)
- Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... for leading and executing the second line of defense compliance and operational risk oversight...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive… more
- JPMorgan Chase (Jersey City, NJ)
- …Compliance Global Banking, AML Risk , Executive Director within the Compliance Conduct and Operational Risk organization, you will manage Bank ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...develop, review and provide feedback on Financial Crime and Operational Risk Assessments, higher risk … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...status quo and striving to be best-in-class. As an Executive Director for Climate, Nature and Social Risk… more
- JPMorgan Chase (New York, NY)
- …innovative technology solutions. As a Senior Executive Administrative Assistant on the Risk Management and Compliance team, you'll play a crucial role in ... Join the Risk Management & Compliance (RM&C) CFO...your success. **Job Responsibilities:** + Maintain complex and detailed executive calendars, making sound prioritization decisions. + Screen and… more
- TD Bank (New York, NY)
- …ORM is accountable for the design and maintenance of TDBG's Operational Risk Management Framework, which encompasses enterprise-level policies, processes ... to assess and challenge the first line to ensure compliance with same. Internal Audit is the third line...and practices for identifying, assessing, mitigating and reporting operational risk . ORM also facilitates enterprise level… more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- MUFG (New York, NY)
- …LoB RAS review and challenge, etc.) 5) Production of periodic operational risk scorecards and reports that provide executive management a consolidated view ... FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative...items + ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance … more
- American Express (New York, NY)
- …you will help us define the future of American Express. Functional Description The Operational Risk Management (ORM) organization within Global Risk and ... (GRC) is responsible for conducting independent oversight and testing to assess operational risk across all business units, functions, processes and geographies… more
- City of New York (New York, NY)
- …measures for improvement where needed. The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and… more
- Honeywell (Morris Plains, NJ)
- …SVP & CFO, offering strategic financial guidance. Your skills in auditing, compliance , risk management, and regulatory matters will support Honeywell's growth. ... as a trusted advisor to the Audit Committee, Board of Directors, and executive management on risk , control, and governance matters. **Audit and Assurance:**… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Executive Assistant **Requisition ID:** 227582 **Salary Range:** 61,200.00..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Executive Assistant - Corporate Banking **Requisition ID:** 227369..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- City of New York (New York, NY)
- …(MAP), is recruiting for one (1) Administrative Manager NM-III, to function as the Executive Director, of the Office of Mail Renewal, Managed Care Program (MCP), and ... Third-Party Health Insurance, who will: Under the executive direction of the MAP Assistant Deputy Commissioner (ADC)...broker for the managed care program) to ensure the operational integrity of MAP's managed care program. The Third-Party… more
- CUNY (New York, NY)
- University Deputy Executive General Counsel (Multiple vacancies) **POSITION DETAILS** The Office of the Senior Vice Chancellor for Legal Affairs and General Counsel ... accomplished and dynamic legal professional to serve as Deputy Executive General Counsel. The attorney serving in this ...the University's 26 constituent colleges. Its services touch all operational areas of the University and its campuses and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Investment Banking (CIB) Markets COO division is seeking an Executive Director to join the CIB Markets Business Aligned...COO teams as well as other support functions (eg, Compliance , Testing, Risk , Operations, Technology, Legal, Audit… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... provide high level Executive Protection and ensure the overall safety of Citi...confidentiality of business and personal matters + Manage day-to-day operational activities within span of control, to include protective… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- City of New York (New York, NY)
- …innovative procedures to ensure adherence to quality standards in order to reduce fiscal risk to the city. Ensure proper compliance with federal, state, and ... partnership among the Department of Social Services, DOCCS and the National Executive Council (NEC), a nonprofit organization affiliated with the Columbia Center for… more