- City National Bank (Jersey City, NJ)
- * SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth ... Audit leadership team. * Develops the annual audit plan for Wealth Management and Banking...* Reviews audit reports drafted by the Senior Manager/ Manager and reviewed by the Director… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit ... complex Wealth Management audits and assisting the Audit Director in supervising a team of...and effectively communicate audit results to the Audit Director , senior management and… more
- JPMorgan Chase (New York, NY)
- …advice and to deliver sophisticated products and solutions to meet their generational wealth management needs. As a Supervisory Director in Chase Wealth ... JP Morgan Wealth Management provides individuals, advisors and institutions with...Ensure timely and effective responses to compliance, supervision and audit examinations on a priority basis + Provide approval… more
- Citigroup (New York, NY)
- …that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects. ... and client conversion from the Banking division to the Wealth division and from the Wealth division...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US AML ...with BSA/AML/OFAC regulatory examinations. The candidate will support the Director , US AML Audit by evaluating the ... across industries! We work together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the Audit… more
- City National Bank (New York, NY)
- …a multi-faceted role that will work directly with the City National Rochdale (CNR) Director of Business Affairs to support various activities across the wealth ... and operations, portfolio management, sales and research. Collaborates with CNR's senior management team to develop cross functional expertise and provide ongoing… more
- Citigroup (Queens, NY)
- …to the Head of Wealth Controls and interact closely with the Wealth Senior Leadership team, Compliance and Risk partners. **Key Accountabilities** + ... The Financial Crimes and Shared Client Controls Capabilities Managing Director will be responsible for overseeing a global team...engaged team. + Lead enhanced engagement with 2nd LOD, audit and regulators. + Significant Wealth Management… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** **Associate Director ** **-** **Internal Audit ** **Review** **O** **fficer** **The** **Role** ... Audit Committee, SPGI Boards and S&P Global Ratings senior management and Boards. **What's in it for y**...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- JPMorgan Chase (New York, NY)
- …Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will be responsible for the ... Responsibilities** + Own the Trust and Estate Risk framework for Global Wealth Management business in accordance with local regulations, ensuring that Trust and… more
- Scotiabank (New York, NY)
- …of trading documentation, which is required for regulatory, management reporting and audit purposes. + Communication with clients, lawyers, senior management ... Associate Director , Global Capital Markets Documentation, GBM, New York,...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting… more
- Broadridge Financial Solutions (New York, NY)
- …while helping others along the way, come join the Broadridge team. Summary As Senior Director , Market Data Governance & Vendor Relations, you will serve as ... of all market data operations, ensuring effective risk management, compliance, and audit readiness across the organization. + Oversee the end-to-end lifecycle of… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations &… more
- S&P Global (New York, NY)
- …people and customers. **Responsibilities and Impact:** This role reports to the Director of Technology, Risk, and Governance, in the Global Digital Technology ... as well as with Enterprise Risk and Compliance and Audit . + Support in defining a comprehensive risk inventory,...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Citigroup (Queens, NY)
- Citi's Wealth business serves the needs of clients across the entire wealth spectrum. It has been created by combining the Wealth Management businesses ... global footprint in Asia, EMEA, Mexico, and North America. Wealth delivers a wide range of products and services...Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading a team that… more