• Brokerage Registered Client

    Truist (Raleigh, NC)
    …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
    Truist (04/17/25)
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  • Registered Client Associate

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
    Wells Fargo (05/13/25)
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  • Licensed Client Service

    Thrivent Financial (Charlotte, NC)
    …insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service ... This position serves as a resource to Financial Advisors and client /members in handling, researching and communicating inquiries regarding their accounts and… more
    Thrivent Financial (04/24/25)
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  • Investment Consultant II - Merrill Premium

    Bank of America (Charlotte, NC)
    …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
    Bank of America (04/12/25)
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