- Merck & Co. (Durham, NC)
- …provide technical guidance. Off-shift and weekend coverage will be required based on business unit needs during start up and operations, and specific ... standard operating procedures - that impact the efficiency and effectiveness of own unit ; Compliance - Responsible for creating and sustaining a culture that… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...* Executes risk governance and management routines * Ensures compliance and operational risks are considered in business… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related third ... and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance...member of the Consumer Risk team, this role applies business acumen to promote a culture of compliance… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- TE Connectivity (Greensboro, NC)
- … Unit Manager plays a critical role in supporting trade operations and compliance within the Automotive Business Unit (BU). The BU Manager serves ... future growth of the business by providing business solutions for compliance with global trade...Travel: 10% to 25% Requisition ID: 114568 Alternative Locations: Function : Legal TE Connectivity and its subsidiaries, affiliates, and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Treasury Management Compliance .** Learn more about the career areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer, you… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Description Summary** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and...has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... States of America) **Please review the following job description:** The compliance officer is responsible for independently monitoring business information… more
- Federal Reserve System (Charlotte, NC)
- …DST, and this position will provide an opportunity to holistically assess the corporate compliance function in addition to other risk areas. The ideal candidate ... and Credit (SRC) Department's Large Financial Institutions Supervision (LFIS) unit has an immediate opening for a highly motivated...one or more of the following areas: + Corporate Compliance + BSA/AML + Operational Risk Management + Enterprise… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte,...+ Policies, Procedures, and Guidelines Management + Advisory + Business Process Analysis + Interpret Relevant Laws, Rules, and… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Operational Risk Manager Charlotte, North Carolina...for new and emerging risks. The position focuses on Business Electronic Communications and Electronic Communications Retention. **Responsibilities:** +… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... EAC Compliance & Operational Risk Specialist Charlotte, North Carolina;Richmond,...that motivate, convey the "why" and connects contributions to business results. + Risk Manager: Leads and encourages the… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Compliance and Operational Risk Manager (Security Log Management)...CF leaders to support the CORM Program objectives, balancing business strategy with appropriate controls. **Logging and Monitoring SME**… more
- Truist (Charlotte, NC)
- …Group. Prepare data sharing and data delivery agreements for data sharing outside given Business Unit or Corporate Group, and specifically delineate what data is ... business critical processes across a line of business or corporate function . This includes overseeing...retention, and data destruction requirements for CDEs for corresponding Business Unit or Corporate functions in collaboration… more
- TD Bank (Charlotte, NC)
- …expertise in own area and participate in knowledge transfer within the team and business unit + Keeps current on emerging trends/ developments and grow knowledge ... creates and delivers strategies, roadmaps, forecasts, manage relationships with various business partners and responsible for compliance /risk and governance for… more
- TD Bank (Charlotte, NC)
- …in own area and participates in knowledge transfer within the team and business unit + Keeps current on emerging trends/developments and grows knowledge ... knowledge of broader related areas + Integrates knowledge of the enterprise sub- function 's or business line's overarching strategy in developing solutions across… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... relationships and implementation of programs, services, and initiatives with cross functional business partners + Oversee Asset Class compliance to baseline and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... implement a centralized sustainable operating model for the enterprise and business group/enterprise function limits management, monitoring, reporting and… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... inspired. Human Resources at Wells Fargo is a centralized function that is aligned with and supports the company,...is aligned with and supports the company, lines of business , and functions. The HR organization is responsible for… more
