- Equitable (Charlotte, NC)
- Compliance Officer ( 25000075 ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... in our Charlotte, NC office. Equitable is currently looking to hire a Compliance Officer within Equitable Distributors Compliance , which is a part of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- First Horizon Bank (Charlotte, NC)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have transferrable skills… more
- HCA Healthcare (Asheville, NC)
- …HR, Legal) + Coordinate with HR Director, Facility Privacy Official and Ethics & Compliance Officer to ensure that sanctions related to IPS issues are applied ... join an organization that invests in you as a Hospital Facility Information Security Officer ? At HCA Healthcare, you come first. HCA Healthcare has committed up to… more
- University of North Carolina at Charlotte (Charlotte, NC)
- … at UNC Charlotte campus-wide; serve as the University's PCI - DSS Compliance Officer , working with the Bursar's Office and OneIT Enterprise Infrastructure ... Lead university-wide IT security risk assessments. + Serve as the university compliance officer with respect to PCI - DSS policies and regulations. + Coordinate… more
- North Carolina's Electric Cooperatives (Raleigh, NC)
- …maintain the plan document and update it as necessary for approval by the NCEMC Compliance Officer + Provide annual ERO compliance program and system ... annual review of the Plan and report findings to the NCEMC Compliance Officer + Determine appropriate training requirements for NCEMC and participating member… more
- Fujifilm (Raleigh, NC)
- …and with limited management oversight. The position will report to the Compliance Officer . **Company Overview** At FUJIFILM Healthcare Americas Corporation, ... **Position Overview** The accomplished Senior Corporate Compliance Specialist will support FUJIFILM's Corporate Compliance Program's operations to ensure high… more
- Genesis Healthcare (NC)
- …of non- compliance to supervisor, Compliance Liaison or to the Compliance Officer via the Integrity Hotline. 6. Participates in monitoring and auditing ... Overview The Regulatory Compliance Advisor is responsible for overseeing Regulatory compliance and the Quality Review process that supports compliance to… more
- Grant Thornton (Charlotte, NC)
- …duties as assigned. + This position reports to the firm's Chief Risk & Compliance Officer and the ideal candidate is self-starting, goal-oriented, business savvy ... Grant Thornton is seeking a Senior Director of Compliance to join the team. Approved office locations...will focus on developing, enhancing, and managing a global compliance program for our expanding multi-national organization, with a… more
- Deloitte (Raleigh, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Deloitte (Raleigh, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising,...or more of the following SAP GTS Modules: + Compliance Management + Customs Management + Trade Preference +… more
- Honeywell (Charlotte, NC)
- … Center of Excellence reporting to the Deputy General Counsel and Chief Compliance Officer . **Key Responsibilities:** + Lead a global team to deliver ... for a passionate and experienced General Counsel of Due Diligence to join our Compliance Center of Excellence. This successful candidate should be able to lead a… more
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)
- …for unemployment insurance. This position will also serve as the university tax compliance officer for employment to ensure that all earnings of non-resident ... Director must stay abreast of all payroll laws and regulations, ensuring compliance with federal, state and university requirements. The incumbent is responsible for… more
- American Express (Raleigh, NC)
- …and answer their questions + Partner with Control Management ("CM"), Line of Business Compliance Officer , and other compliance partners and key business ... partners to monitor and assess/remediate end-to-end compliance and sales effectiveness in G&L + Partner with...out and maintain adequate and effective sales practices and compliance training program to commercial teams + Champion a… more
- LifePoint Health (Louisburg, NC)
- …Participates in compliance activities under the direction of the Department Compliance Officer . Ability to work in sometimes demanding environment and ... duties in accordance with the requirements of the Corporate Compliance Plan. Complies with the requirements of the Code...with the requirements of the Code of Conduct, Corporate Compliance Plan and Compliance Policies and Procedures,… more
- John Deere (Raleigh, NC)
- …and analytics on investigations, trends, activities, and outcomes for the Chief Compliance Officer , senior management, and other internal stakeholders **VISA ... processes along with supporting policies and procedures to ensure compliance with legal and regulatory hotline/whistleblower requirements. Oversee the intake/triage,… more
- Genesis Healthcare (Pembroke, NC)
- …concerns and suspected incidences of non- compliance to management or to the Compliance Officer via the Reach Out Line. Cooperate with monitoring and audit ... On Call policies Perform other duties as assigned ADHERES TO COMPLIANCE RESPONSIBILITIES Comply with applicable legal requirements, standards, policies and… more
- Granville Medical Center (Oxford, NC)
- … variances to immediate supervisor or upward through the chain of command, the Compliance Officer or the GMC hotline. Operates all laundry equipment including ... Performs within the prescribed limits of the Medical Center/Departments Ethics and Compliance programs. Is responsible to detect, observe and report compliance… more
- Granville Health System (Oxford, NC)
- … variances to immediate supervisor or upward through the chain of command, the Compliance Officer or the GMC hotline. Operates all laundry equipment including ... Performs within the prescribed limits of the Medical Center/Departments Ethics and Compliance programs. Is responsible to detect, observe and report compliance… more