- USAA (Charlotte, NC)
- …Opportunity** The CFO Compliance team is looking for a very hardworking and motivated Compliance Risk Manager Lead - CFO/Treasury Compliance to ... requirements and requests and ensures the execution of examinations. + Executes compliance risk management activities in accordance with enterprise compliance… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager -...and drives actions to address the root causes that lead to compliance risk issues and/or ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...and drives actions to address the root causes that lead to compliance risk issues… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... + Independent and takes initiative The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is a subject matter expert on specific… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager -...and drives actions to address the root causes that lead to compliance risk issues and/or ... Process Management + Written Communications The Merchant Services Technology Compliance and Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues… more
- Truist (Charlotte, NC)
- …regulatory interpretation, and enterprise risk analysis to the Premium Finance Senior Risk Management and Compliance Manager and the Premium Finance LOB. ... work papers to support findings. 6. Participate in or lead meetings with the LOB and risk ...Serve as a backup to the Premium Finance Senior Risk Management and Compliance Manager … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... Making + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... job is responsible for executing second line of defense compliance and operational risk oversight for a...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control...arise and drives actions to address the root causes that lead to compliance risk issues and/or ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk ...junior team members. + Respond to AMRS regulatory Inquiries, lead /facilitate meetings with Research Legal and Investment Banking Legal.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...and drives actions to address the root causes that lead to compliance risk issues and/or ... job is responsible for executing second line of defense compliance and operational risk oversight for a...best connect with others; inspires others to follow his/her lead + Constructively challenges; supports opinion and recommendations with… more
- Bank of America (Charlotte, NC)
- Compliance & Ops Risk Manager Charlotte,...arise and drives actions to address the root causes that lead to compliance risk issues and/or ... us! **Job Description:** This job is responsible for the execution of the Compliance and Operational Risk Management (CORM) Program. Key responsibilities include… more
- Bank of America (Charlotte, NC)
- Compliance & Op Risk Manager...quality of alerts, including timestamps and market data. + Lead periodic parameter reviews to analyze the quality and ... systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with internal… more
- Bank of America (Charlotte, NC)
- …escalating problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance and Operational Risk Specialist- GWIM...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
- Bank of America (Charlotte, NC)
- …problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, ... EAC Compliance & Operational Risk Specialist Charlotte,...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
- Bank of America (Charlotte, NC)
- …to the manager 's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight of ... Consumer AML High Risk Detection Senior Operations Manager Charlotte,.... Executes against regulatory, BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager 's area… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** Operational Risk Review Quality Assurance Lead (QAL) conducts Quality Assurance (QA) reviews ... compliance , standards, and frameworks. + Basic or intermediate Risk , Compliance , and Audit competencies. + Proven...consultation and guidance when needed. + Collaborates with QA Manager and other individuals across IRRA teams to support… more
- US Bank (Charlotte, NC)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , Senior Audit Director...skills and experiences to effectively manage deliverables, own and lead CAS related credit risk portfolio review… more
- US Bank (Charlotte, NC)
- …entities where USB owns a majority (controlling) interest. This position supports the Risk Management & Compliance (RM&C) team within CAS, specifically focusing ... of the Board of Directors . The Senior Audit Manager will lead a team of audit...compliance requirements, key technology dependencies, and ensuring appropriate risk coverage **Primary Responsibility** * Support Audit leadership in… more
- Deloitte (Charlotte, NC)
- Financial Services Risk Management Manager Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which include the ... critical to the success of our clients. As a Manager , you will have opportunities to: + Learn how...+ Direct working experience related to product management, regulatory compliance , risk management or controls oversight +… more
- City National Bank (NC)
- **SENIOR MANAGER CREDIT RISK ** **WHAT IS THE OPPORTUNITY?** Senior Manager Credit Risk will oversee a functional Group of Senior Credit Administrators ... for the Credit Administration. In their capacity, the Senior Manager Credit Risk will provide leadership to...and rapid credit decision making while maintaining accuracy and compliance with Bank's credit risk appetite and… more
- US Bank (Charlotte, NC)
- …assignments, problem loan management, etc.). This role supports the CAS Senior Audit Manager - Credit Risk Portfolio Reviews in providing the Audit Committee ... audit policies and procedures. This individual will have skills and experiences to lead CAS related credit risk portfolio review audit activities in support… more