- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead for our Bank Risk ... + 8 or more years of meaningful work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Knowledge of relevant… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst, you will execute independent testing ... of a degree. + Minimum 6 years' relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Demonstrated… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- Wells Fargo (Charlotte, NC)
- …Specialist will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... work experience, training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing . + Full testing… more
- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Wells Fargo (Charlotte, NC)
- … Officer will be accountable for developing and executing independent operational and compliance risk and control testing focusing on the Technology and ... Testing & Validation (IT&V) as part of Corporate Risk . Learn more about the career areas and lines...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Truist (Charlotte, NC)
- …5. Support and drive the development of operational / technology risk management and compliance communications to senior management and committees/working ... of America) **Please review the following job description:** The Operational Resilience Risk Officer II is a...with all federal regulations (FFIEC) for BC/DR related planning, testing and risk mitigation. **ESSENTIAL DUTIES AND… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- Truist (Raleigh, NC)
- …The Operational Resilience Senior Specialist - DR Planning & Testing position is responsible to support the enterprise in developing, maintaining, and ... compliance with all federal regulations (FFIEC) for BC/DR related planning, testing and risk mitigation. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following… more
- Cree (Durham, NC)
- …from Employee Resource Groups to local outreach. Here's the Gist: Wolfspeed's Governance Risk & Compliance (GRC) Team is part of the Cybersecurity organization ... NIST CSF) and have the ability to assess financial, operational , and regulatory risks as they relate to the...work experience 8+ years experience in IT Audit, IT Risk management, IT Compliance , or Cybersecurity Consulting… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... to ensure the health of operational controls, including talent management, operational risk management, control issues, ownership of remediation plans and… more
- Lowe's (Charlotte, NC)
- …Documentation** + Analyze SOC reports, ISO certifications, SIG questionnaires, and other compliance materials. + **Monitor Risk Posture** + Continuously monitor ... Teams** + Work closely with procurement, legal, InfoSec, and compliance to assess and manage vendor risk ...identify and evaluate potential risks (including cyber security, regulatory compliance , and operational risks). + Undertake due… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... risk management procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- Truist (Charlotte, NC)
- …and ensure adherence to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design ... and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation aligned...effective challenge to assigned Technology business units across all risk types to promote and strengthen compliance … more
- US Bank (Charlotte, NC)
- …to work outside the office location for the other days.** The Technology Risk and Compliance Management team (#TechRCM) provides support to our business ... to unexpected events and findings **Top Skills:** + Technology Risk Management + Control Development/ Testing + Data...responses to manage associated risk + Perform risk assessments to evaluate compliance with existing… more