- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- USAA (Charlotte, NC)
- …and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior, you will perform control testing, testing for efficiency of ... security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for... governance , Risk Control Self-Assessments, procedure governance , control design, new product controls… more
- PNC (Raleigh, NC)
- …an opportunity to contribute to the company's success. As an AML Sanctions Advisor within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent ... a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as well as providing guidance and support to PNC… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... USAA is seeking an **IT/Info Security Risk Management & Governance Executive** who needs to have expertise in **Risk..._** The successful candidate will serve as a key advisor responsible for recognizing and reporting Information Technology (IT)… more
- Truist (Raleigh, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate and ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...within the Technology Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... + Conducts independent testing of the design and operational effectiveness of controls implemented by the first line of defense and third parties related… more
- TD Bank (Charlotte, NC)
- …implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects Supports the Wealth Compliance ... adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + **Delivering… more