- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management (AWM) ... Division. Reporting to the AWM Head of Controls and Governance , this leader will build...and implementation of a divisional framework that promotes strong governance and a sustainable risk and control … more
- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management (AWM) ... Division. Reporting to the AWM Head of Controls and Governance , this leader will build...and implementation of a divisional framework that promotes strong governance and a sustainable risk and control … more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The GCO ( Governance and Controls Organization) Risk Advisor partners with the ... As part of the first line of defense, the GCO provides risk advice , effective challenge, issues management, controls testing, risk reporting, and business… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The GCO ( Governance and Controls Organization) Senior Risk Advisor partners with the Corporate Finance and ... As part of the first line of defense, the GCO provides risk advice , effective challenge, issues management, controls testing, risk reporting, and business… more
- Truist (Charlotte, NC)
- …effectiveness of control environment. + Manage, update, monitor and track controls , including those aligned to SOX and regulatory requirements. + Support the ... with Business Unit in its management of risks and controls as well as its execution of risk program...the assigned areas of a Business Unit. Provide risk advice to effectively management risk within the assigned areas… more
- Truist (Charlotte, NC)
- …risks. + Ability to assess levels of adherence/execution and identify risk/ control improvement opportunities in risk management principles/ controls , broad based ... Business Unit leadership in its management of risks and controls as well as its execution of risk program...etc.) within the Business Unit and BURM. Provide risk advice and influence to assigned Business Unit. Aggregate, integrate,… more
- USAA (Charlotte, NC)
- …to achieve financial security through highly competitive products, exceptional service and trusted advice . We seek to be the #1 choice for the military community and ... FL. Relocation assistance is **not** available for this position. Provides governance , quality, integrity and timeliness of operational data for the enterprise.… more
- USAA (Charlotte, NC)
- …and filing, document governance , risk control self-assessments, procedure governance , control design, new product controls , Company or Staff ... truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior, you will be positioned in the first line of… more
- TD Bank (Charlotte, NC)
- …Advice channels, Talent Acquisition, HR Operations), as well as Finance and the Governance & Control teams to provide direction on both individualized complex ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- PNC (NC)
- …an opportunity to contribute to the company's success. As an AML Sanctions Advisor Senior, you will be within PNC's Risk, Change, Experience, Strategy (RCES) ... position may not be available in all geographic locations. The AML Sanctions Advisor Senior sits within the 1LOD FCCPO team, which maintains a comprehensive… more
- PNC (Raleigh, NC)
- …contribute to the company's success. We are looking to hire an AML Sanctions Advisor Senior to support C&IB within PNC's Enterprise Advisory group in AML. The ... either through practical experience in core BSA/AML operational functions or a governance role. Certifications such as the Certified Anti-Money Specialist (CAMS) and… more
- Bank of America (Charlotte, NC)
- …rules, regulations, and regulatory guidance. The GFC Lead serves as a trusted advisor to the Compliance and Operational Risk ("C&OR") Officers of the Front Line ... Units ("FLU") and Control Functions ("CF") for the company and to the...for identifying and assessing inherent financial crimes risk and controls associated with correspondent banking, new product initiatives and… more
- Wells Fargo (Winston Salem, NC)
- …advisors discuss the needs of HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: * Personal trust services. * ... Personal Trust Market Service Team in Trust Client & Advisor Services as part of Wealth and Investment Management....+ Identify and recommend opportunities for process improvement and control development. + Serve as a subject-matter expert on… more