- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk , Regulatory Compliance & Controls Practice - all with the… more
- TD Bank (Charlotte, NC)
- …+ Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ... and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist for the Regulatory Change Implementation Oversight and Monitoring team as part of ... reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management + Provide compliance … more
- Humana (Raleigh, NC)
- …health first** The Medicaid MHPAEA (Mental Health Parity and Addiction Equity Act) Senior Risk Professional is responsible for overseeing and managing risks ... at an enterprise-level, actively partnering with other Humana oversight groups including Regulatory Compliance , Legal, Internal Audit, and Government Affairs and… more
- MongoDB (NC)
- …order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide support for MongoDB's compliance ... administrative support to enable continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager - Governance, Risk ,… more
- Citigroup (Charlotte, NC)
- … management policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory requirements to ensure ... capital management, including the measurement and reporting of spot regulatory capital and risk weighted assets ("RWA")....is highly transaction-oriented and there is extensive interaction with senior members of the Business, Line Risk ,… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a **F** **ront-Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in Corporate and Investment ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... issues, and maintains standards and procedures related to FCRM risk assessment and approval. The Senior Financial...reporting on status of initiatives to various audiences including senior management. + Ensuring compliance with standards… more
- PNC (Raleigh, NC)
- …Reviews and reports on assessments of AML and Sanctions compliance risk and internal controls, as appropriate. Monitors regulatory developments and advises ... for program impacts * Provide periodic updates to AML senior leadership, including BSA/AML and Sanctions Risk ...this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk… more
- TD Bank (Charlotte, NC)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- American Express (Charlotte, NC)
- …own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, ... regulatory expectations. GRC creates and maintains the overall risk management framework, performs independent risk management...and best practices. ORM Governance is looking for a Senior Project Manager of Operational Risk Management… more
- USAA (Charlotte, NC)
- …defense. + Manages and drives solutions for stronger controls, and in support of Risk and/or regulatory compliance related initiatives which may include: ... of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and… more
- Resideo (Charlotte, NC)
- …an experienced professional to join our team in a newly created role as the Senior Manager, Global ESG and Emerging Risk Controller. This role will be ... of emerging risks. This critical role involves delivering high-impact insights to senior leadership while evaluating the effectiveness of risk frameworks,… more
- Truist (Winston Salem, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... A strong understanding of consumer financial products, retail banking operations, risk management frameworks, and regulatory expectations is essential. This… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA… more
- GE HealthCare (NC)
- …of global supplier risk management requirements related to ethical sourcing, risk management, and regulatory compliance . + Experience in change ... and compliance , to implement risk management strategies and ensure compliance with regulatory requirements. The Military DoD SkillBridge program is an… more
- TD Bank (Charlotte, NC)
- …in KYC, EDD, or AML within a financial institution + Demonstrated expertise in high- risk customer reviews and regulatory compliance + Strong analytical, ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk … more
- Truist (Charlotte, NC)
- …for maintaining and monitoring adherence to AI policies and procedures, conducting risk tiering, ensuring compliance with regulatory frameworks and ... risk focused management and partnership routines with risk teams and internal partners. Interface with senior...LOD1) risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... extensive background in data management with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and… more
- BMO Financial Group (NC)
- …programs (eg, Risk Control Self Assessment (RCSA), Sarbanes-Oxley (SOX) or regulatory compliance ), as required. + Operates at a group/enterprise-wide level ... guidelines. + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.… more