- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager , BSA /AML Sanctions Charlotte, North Carolina;Chicago, Illinois; Wilmington, Delaware; East Hartford, Connecticut **Job ... with regulators + Experience in Financial Crime Regulatory Compliance ( BSA /AML and Sanctions) **Skills:** + Audit Planning...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- City National Bank (Raleigh, NC)
- * MANAGER OF AUDIT SR- BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Raleigh, NC)
- * AUDIT MANAGER I- BSA /AML* WHAT IS...performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior ... THE OPPORTUNITY? The Audit Manager I position is a leadership role as an...of Foreign Assets Control (OFAC) practices for City National Bank (CNB). * Support the Director - Head of… more
- City National Bank (Concord, NC)
- …(CAMS) Certification *Skills and Knowledge* * Working knowledge of banking operations and Bank Secrecy Act /Office of Foreign Assets Control regulations * ... WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible...Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act and Office… more
- PNC (Raleigh, NC)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... to the company's success. As the Third-Party Risk AML Manager Sr within PNC's Enterprise BSA /AML &...for program impacts * Provide periodic updates to AML senior leadership, including BSA /AML and Sanctions Risk… more
- Truist (Winston Salem, NC)
- …and analytical reports. 9. Maintain strong knowledge of all applicable current and proposed Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) laws and ... critical role in ensuring that Truist complies with the Bank Secrecy and USA PATRIOT Acts as...and others as needed to gather additional client information. Act as a point of contact for BSA… more
- Bank of America (Charlotte, NC)
- … senior team members. The focus of testing will be to assess compliance with Bank Secrecy Act ( BSA ) / Anti-Money Laundering regulatory requirements. ... Senior Auditor, Global Financial Crimes Charlotte, North Carolina;Stamford,...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- Huntington National Bank (Charlotte, NC)
- Description Summary: Huntington Bank 's Internal Audit Department is searching for an Audit Project Manager with a passion for identifying and mitigating ... as an advisor to your business segment, the Project Manager becomes both a subject matter expert in their...of defense against threats, trusted by colleagues across the bank and external regulators. From initial scope to final… more
- PNC (Raleigh, NC)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... to the company's success. As an AML Sanctions Group Manager for the Know Your Customer (KYC) team within...providing subject matter expertise and guidance related to corresponding Bank Secrecy and Anti-Money core Laundering Regulations… more
- US Bank (Charlotte, NC)
- …with the US Bank Code of Ethics and all Anti-Money Laundering, Bank Secrecy Act , information security and suspicious activity reporting requirements, ... will report to the Fair and Responsible Banking Analytics Manager and supports the US Bancorp's Company's Fair and...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- City National Bank (Concord, NC)
- …compliance monitoring conducted by 1LOD, and effectively communicate testing/monitoring results to the BSA Risk Manager and senior management in meetings, ... FINANCIAL CRIMES TESTING* WHAT IS THE OPPORTUNITY? The BSA /OFAC Testing Manager manages a team of...Bachelor's Degree or equivalent * Minimum 5 years of audit , testing or related experience with a BSA… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...policy exceptions, risk ID, credit concentration, stress testing, collateral audit and rapid response to emerging risk. Credit Strategy… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...from Day One. **Job Description** The Internal Asset Review Manager is responsible for management of a team of… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...products/services, systems, and associated risks/controls** **- Thorough knowledge of Risk/Compliance/ Audit competencies** **- Strong leadership and management skills of… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...will report to the Fair and Responsible Banking Analytics Manager and support the US Bancorp's Company's Fair and… more
- Truist (Charlotte, NC)
- …management experience in investigative functions as it relates to current and proposed BSA /AML, USA PATRIOT Act laws and regulations, specifically as they apply ... and others as needed to gather additional client information. Act as a point of contact for case or...identifying suspicious transactions or those in violation of applicable BSA /AML/OFAC laws and regulations. + Participate in BSA… more
- TD Bank (Charlotte, NC)
- …Participates in responding to periodic exams / audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance + Integrates new systems ... this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Management role leads and develops a team of… more
- Bank of America (Charlotte, NC)
- …leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status ... and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on… more
- TD Bank (Charlotte, NC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /AML compliance **Employee/Team Accountabilities:** ... for identifying, quantifying, and mitigating risks associated with customers across the bank . The team is also responsible for working with cross-functional teams… more