- TD Bank (Charlotte, NC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, ... risk management activities, leveraging the third-party's regulatory intelligence to strengthen compliance oversight of applicable laws, rules, and regulations,… more
- TD Bank (Charlotte, NC)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will ... identify potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing… more
- Prime Therapeutics (Raleigh, NC)
- …passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight ) - Remote **Job Description** The ... Senior Compliance Analyst assists in the implementation of Prime's ... Oversight activities, which may include validating compliance gap closures throughout the business , partnering… more
- TD Bank (Charlotte, NC)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- USAA (Charlotte, NC)
- …but are not limited to: + Establishes trust and rapport with senior business leaders across the enterprise to sustain oversight of the **second line risk ... Provide risk management and governance leadership, operational direction and operational oversight of Information Security, Business Continuity, Data Center… more
- Truist (Charlotte, NC)
- …taxonomy, and governance routines within Risk Programs. 7. Lead the AI Risk Oversight Working Group, facilitating a forum for senior stakeholders to monitor, ... and communication skills, with the ability to influence and collaborate with senior stakeholders. 6. Experience developing and improving business processes, risk… more
- TD Bank (Charlotte, NC)
- …line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight ) and act… more
- TD Bank (Charlotte, NC)
- …in line with TD's Compliance Program + Work with executive team, senior business management/ partners to develop proactive strategies, tactics, policies and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist on the Fiduciary Compliance Team. This role will support Trust Services as part of ... the business aligned compliance team. Learn more about...for fiduciary administration, specialty asset management, and Trust Services business . + Provide oversight of the Trust… more
- Wells Fargo (Charlotte, NC)
- …and provides oversight and escalation of existing and emerging compliance issues across business groups, legal entities, geographies, and jurisdictions; ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate...and cooperation across the three lines of defense, including business line leadership, Legal, Audit, Compliance , and… more
- Datavant (Raleigh, NC)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... significant impact, working across the organization to embed a culture of compliance and provide pragmatic, business -oriented solutions to complex challenges.… more
- Vanguard (Charlotte, NC)
- …including root cause analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides ... in Regulation E, Regulation CC, NACHA rules, and FINRA oversight . You will design and execute compliance ... compliance guidance and advisory support to business units, helping to mitigate risk and strengthen control… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior , you will perform control testing, ... solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight of procedures/process,… more
- US Bank (Charlotte, NC)
- …formal PCI assessments for Payments + Ensures that controls used to mitigate business risks are properly designed, executed, and documented. Serves as a consult to ... ensure facilitation/ oversight and response to inquiry/examination. + Challenging the interpretation...Data Flow Diagrams and documentation, and how to maintain compliance + Determining Scope and proposing solutions for reducing… more
- Wells Fargo (Charlotte, NC)
- …begins with you. The Enterprise Functions Technology (EFT) is seeking a Senior Technology Business Services Consultant. EFT group provides technology solutions ... to meet the challenges of stability, security, scalability, and speed. The Senior Technology Business Services Consultant will translate strategy into execution… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Business Execution Consultant to join our HR Total Rewards Incentive Compensation Center of ... the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during… more
- Universal Engineering Sciences (Pineville, NC)
- …execution, risk assessments and regulatory compliance , to ensure they align with business objectives set forth by senior management. The Senior Project ... ensuring projects are completed safely, on time, and within budget. + Provide senior technical oversight and expertise on complex proposals and budgets. +… more
- American Express (Apex, NC)
- … and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Senior Manager, Corporate Functions Operational ... an understanding of relevant regulations and industry expectations to help the business navigate compliance requirements + Conduct risk assessments, scenario… more
- Leviton (Morganton, NC)
- …and passion to a challenging and constantly changing world. About the role The Senior Director of Quality for the Electrical Business will lead the development ... ensuring the highest standards of product quality, product safety, and regulatory compliance across all manufacturing sites. Reporting directly to the COO, this role… more