- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ... + Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business activities. + Establish,… more
- City National Bank (Charlotte, NC)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate … more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results and lead line of business to remediation plans. + Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs… more
- Ankura (NC)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- Lowe's (Mooresville, NC)
- …culture of ethical behavior across the organization. + Works closely with the Chief Compliance Officer and senior management to support corporate governance ... President of Compliance will support the Chief Compliance Officer in leading the compliance...throughout the organization. The role requires close collaboration with senior management to align compliance initiatives with… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join Financial Crimes Risk Management. Learn ... career areas and business divisions at wellsfargojobs.com . The Senior Lead Financial Crimes Officer will be...Secrecy Act, USA PATRIOT Act, OFAC regulations and associated compliance programs. + Deep experience in managing exam/audit analysis… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... rigor to significant operational risk remediation activities. The ORM Remediation Senior Officer is responsible for challenging the quality, sufficiency,… more
- City of Durham (Durham, NC)
- Emergency Communications Technician, Senior (Communications Officer ) Print (https://www.governmentjobs.com/careers/durhamnc/jobs/newprint/4417057) Apply ... Emergency Communications Technician, Senior (Communications Officer ) Salary $49,026.00 - $76,066.00 Annually Location Durham, NC Job Type Full time with benefits… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and procedures, loan weaknesses so...experience as a commercial lender, regulator or credit review officer + Minimum of 5 years of MS Office… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Senior Lead Operational Risk Officer in Operational Risk Management as part of the Technology and Information ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance .** ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line of… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates financial analysis and reporting process ... spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. Takes a new perspective on existing solutions to… more
- USAA (Charlotte, NC)
- …Member funds) as defined within the Enterprise Sensitive Positions Mandatory Time-Away Compliance Policy. Employees in Sensitive Positions are required to fulfill a ... governance, and investment operations. Provides investment insight and advice to senior leaders to influence line-of-business and enterprise capital, liquidity, and… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Charlotte, NC)
- …the following job description:** Lead the implementation and direct an effective compliance risk management program that sets forth the framework through which the ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- North Carolina Central University (Durham, NC)
- **Posting Details** Position Information **Working Title** Chief Information Security Officer **Position Number** 601921 **Appointment Type** Permanent - Full Time ... technology that is deployed. **Primary Purpose of Position** The Chief Information Security Officer (CISO) reports to the Chief Information Officer CIO), is a… more
- The Walt Disney Company (Raleigh, NC)
- …and exterior. You will report to the Staff Captain Level: 3 stripes Senior Officer **Responsibilities :** + Oversee the exterior and interior maintenance. ... ship's stability, trim and keep proper ballast record in compliance with the Ballast Water Management Plan. + Oversee...Master unlimited license + 2+ years' experience as Chief Officer / Senior Officer on medium to… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island; ... finance and the associated products and services. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness of existing solutions… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II Chicago, Illinois;New York, New York; San Francisco, California; Boston, Massachusetts; Providence, Rhode ... their goals, their current performance, and their needs. The Leasing Credit Officer II uses this client knowledge to assess the appropriateness of existing… more