- TD Bank (Charlotte, NC)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures,...systems, and/or controls via action plans or projects. The Regulatory Implementation Team supports a broad range… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a Senior Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As ... regulatory inventory, as well as the management and implementation of regulatory changes. **In this role,...controls, roles and responsibilities, and procedures for maintaining the regulatory inventory and managing regulatory change… more
- Prime Therapeutics (Raleigh, NC)
- …our passion and drives every decision we make. **Job Posting Title** Senior Functional Business Consultant/ Regulatory Compliance exp required- REMOTE **Job ... regard to business system knowledge on internal and client projects, regulatory requirements, process improvement, advanced research, root cause analysis, complex… more
- Truist (Charlotte, NC)
- …maintenance of RWA and Capital Policies and Standards. Assist in interpretation and implementation of Basel 3 regulatory capital rules. Contribute to regulator ... matter expert, address, investigate, research, document and assist in necessary implementation efforts for regulatory capital and RWA interpretive matters… more
- TD Bank (Charlotte, NC)
- …on regulatory requirements + Advises the business with respect to the implementation of new and amended regulatory requirements + Independently reviews and ... individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA… more
- Truist (Charlotte, NC)
- …risk/control documentation. Manage and provide support for open risk, audit, and regulatory issues. Draft materials to senior leadership summarizing issues and ... variety of complex accounting and financial reporting activities to meet regulatory reporting requirements and support the timely preparation, review, production and… more
- Bank of America (Charlotte, NC)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Atlanta, Georgia; Richmond, Virginia; Plano, Texas; Jacksonville, ... the day-to-day execution of the Operational Risk Management Framework, including the implementation of LOB and ECF specific processes and tools to drive adherence… more
- Wells Fargo (Charlotte, NC)
- …and mitigating compliance risk and establish processes to ensure effective and timely implementation of regulatory change requirements applicable to the ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the...business on developing corrective action plans and effectively managing regulatory change . + Develop, oversee, and provide… more
- TD Bank (Charlotte, NC)
- …management, fraud aggregation and assessment, Basel implementation /capital analysis, change management, Privacy, AML, LCM and other regulatory issues), ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Specialist, Senior RCSA Manager** is a leadership… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for the design, implementation , and management of a defined Digital, Client Experience, and Marketing ... risk management framework, fulfillment of enterprise program requirements, and oversight of regulatory adherence. Act as an authority and primary lead to manage… more
- American Express (Charlotte, NC)
- …across groups, geographies and with varying backgrounds + Experience driving transformational change across the enterprise + Knowledge of regulatory changes and ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- TD Bank (Charlotte, NC)
- …implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, Financial Crime Risk Oversight oversees the team and leads… more
- Valvoline Global (NC)
- …the future of automotive and industrial solutions. **How You'll Make an Impact** The ** Senior Manager, Identity and Access Management (IDAM)** is a key leader in the ... while enhancing operational efficiency through automation and streamlined processes. The Senior Manager will also oversee the IDAM Engineering team, driving the… more
- Deloitte (Charlotte, NC)
- Sustainability, Climate & Equity - EHS Transformation Specialist Senior Are you passionate about the opportunity to work with clients to improve their environmental ... measuring and reporting on operational, physical, and climate risks, modeling climate change , and providing leading strategies for data and controls required for… more
- Truist (Charlotte, NC)
- …risk management support and oversight for change activities (both business and regulatory change ). 6. Provide oversight and support for open risk, audit and ... (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense… more
- Truist (Charlotte, NC)
- …risk management support and oversight for change activities (both business and regulatory change ). + Provide oversight and support for open risk, audit, and ... Enterprise Technology, Governance & Controls, and Risk Management organizations. The GCO Senior Risk Advisory Manager I is responsible for providing first line of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Senior Analyst supports our IT ... have enterprise-wide exposure to key stakeholders within the external financial/risk/ regulatory reporting infrastructure. The Enterprise COSO testing team supports… more
- Wells Fargo (Charlotte, NC)
- …reporting schedules, including FRY 14 and Basel. Wells Fargo is seeking three Senior Risk Analytics Consultants to join Regulatory Reporting Governance and ... exposure across the company to aid in many use cases including - Regulatory Reporting, Management Reporting, and analytics. The Credit Risk Regulatory Reporting… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all ... in support of domestic and international clinical development initiatives. The Senior Director, GCD works in a multidisciplinary matrix environment and supports… more
- Merck (Durham, NC)
- **Job Description** Durham's Technical Operations Senior Specialist will be an energetic, technical leader with strong interpersonal, communication, and ... collaboration skills responsible for implementation of technology transfer process knowledge, license approval support, commercial process enhancement activities,… more