- SMBC (New York, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... and procedures, as well as participate as a team member on other audit engagements or projects. **Role Objectives** - Execute/ lead audits including planning,… more
- SMBC (New York, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience...Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution… more
- SMBC (New York, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal support… more
- SMBC (New York, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible for ensuring… more
- SMBC (White Plains, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... identify and implement improvements to policies and procedures. May lead a small team and train others. Reports to...issues and addresses them + Generates quarterly position and audit reports for management review + Resolves routine matters… more
- M&T Bank (Bridgeport, CT)
- …and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities. **Primary Responsibilities:** + Lead and participate in audits ... TO RELOCATE** **Overview:** + Leads and executes audits across theInstitutional Client Services, Wealth, & HR domains. Responsible for overseeing and executing… more
- M&T Bank (Bridgeport, CT)
- …such as Commercial Banking, Retail Banking, Mortgage, Consumer Banking, Wealth Advisory, Institutional Client Services, or support functions such as Treasury, ... findings** requiring advanced judgment and propose pragmatic, risk-based solutions. + ** Lead validation procedures** for Internal Audit and Regulatory issues… more
- Citigroup (New York, NY)
- …various offerings across the firm + Together with the broader team, manage and lead the implementation of new institutional level programs to better enable the ... + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Institutional Sales **Job Family:** Client Development **Time Type:**… more
- JPMorgan Chase (New York, NY)
- …status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance, Conduct and Operational Risk (CCOR) organization, the role ... the Line of Business (LOB), global and regional Compliance teams, Internal Audit , Operational Risk, Control, and other functions. The candidate should possess… more
- Citigroup (New York, NY)
- The Velocity Americas Content Intelligence Lead AVP is responsible for transforming market analysis and client engagement through data-driven content strategies ... closely with Sales and Trading teams, the primary goal is to increase client engagement across various asset classes through compelling content. As part of the… more
- JPMorgan Chase (New York, NY)
- …with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit , Operational Risk, and other Control functions, as well as Legal and ... knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent second line… more
- Citigroup (New York, NY)
- …In-depth knowledge of financial institutions asset classes and products + Proven client relationships and institutional client -specific knowledge + Knowledge ... + Develop client from acquisition to ownership of high profile institutional accounts + Build a culture of responsible finance, good governance and supervision,… more
- Citigroup (New York, NY)
- …acquisitions and other types of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an intermediary ... + Refine and implement sales/marketing strategy to improve Citi's client footprint and maximize associated revenue while working with management/colleagues… more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... business that provides products and services (designed for High-Net-Worth, Institutional and Mass Affluent clients of TD Bank, NA...through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc)… more
- SMBC (New York, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... across the organization. We are seeking experienced Program Managers to lead enterprise-wide data transformation and governance initiatives. The ideal candidates… more
- TD Bank (New York, NY)
- …is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting ... compliance and/ or risk management background. + Proven ability to successfully lead change and manage effectively in matrixed environment. + Skillful communicator… more
- Citigroup (New York, NY)
- …+ Refine and implement sales/marketing strategy to improve Citi's client footprint and maximize associated revenue while working with management/colleagues ... and revenue goals + Leverage contact network to understand client needs, introduce the Citi offering, and convince clients...source relevant buying and selling opportunities for clients + Lead strong governance and controls + Work in close… more
- Neuberger Berman (New York, NY)
- …manager. From offices in 39 cities worldwide, the firm manages $515 billion in client assets (as of March 31, 2025) across a range of strategies-including equity, ... globally. **Position Overview:** NB Alternatives manages approximately $168 billion for institutional and high net worth clients across a range of commingled… more
- SMBC (New York, NY)
- …its corporate, institutional , and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... such as Technology, Operations, Sales, and all other cross-functional teams to exceed client expectations. This role will manage the P&L for this business and report… more
- BlackRock (New York, NY)
- …and regulatory impacts to both internal collaborators and external clients. + Lead engaging client training sessions, webinars, and presentations, simplifying ... and ensuring it translates into processes and technology that drive real client impact. **About Aladdin & Aladdin Accounting:** Aladdin is our operating platform… more
