- NatWest Markets (Stamford, CT)
- …deliver operational processes, manage risks and problem solve. + Partner with global Oversight and regional second line Compliance teams to maintain effective ... US Client Services and Onboarding, Manager LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00263854 Our people work differently depending… more
- Henkel (Stamford, CT)
- Manager , Retirement Benefits North America **_About_** **_this_** **_Position_** At Henkel, you'll be part of an organization that's shaping the future through ... long-term financial security? We're looking for a strategic and experienced Manager , Retirement Benefits to lead the design, administration, and communication of… more
- LAZ Parking (White Plains, NY)
- …dental, vision 3 plan options! The Spirit of the Position: The Valet Manager supports Regional Management with complete oversight of the financial, operational, ... all safety initiatives from the National Safety & Training Manager , Hospitality are rolled out to new and existing...Business Partner to ensure proper wage and hour compliance . - Responsible for ensuring LHIST data is entered… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- SMBC (New York, NY)
- …range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time ... Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie, Registrations, Outside Business Activities and Personal Account… more
- SMBC (New York, NY)
- …Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party risks, including ... of benefits to its employees. **Role Description** The Third-Party Vendor Relationship Manager plays a role in supporting the CISO Organization by overseeing the… more
- Stony Brook University (Stony Brook, NY)
- …a student services area in an academic environment. Experience maintaining compliance and confidentiality of student records. Experience managing records and ... Duties:** The Associate Registrar for Student Information Systems provides leadership and oversight of the technical operations that support the core functions of… more
- Neuberger Berman (New York, NY)
- …address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control ... 15+ years of experience in financial services, with significant experience in business controls, risk management, audit, or compliance within Wealth Management,… more
- Neuberger Berman (New York, NY)
- …of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... certificates, covenant reporting, etc. + Managing all communication with lenders + Oversight and compliance of fund credit facilities by accurately comprehending… more
- Neuberger Berman (New York, NY)
- …team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial reporting oversight for ... equity funds across the Neuberger Berman platform, as well as providing oversight of fund administrators in recording and reconciling transactions within the… more
- SMBC (New York, NY)
- …Americas Division Control Office is seeking a highly organized and experienced program manager to join our team. The Program Management and Documentation VP will be ... control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist with managing multiple… more
- Neuberger Berman (New York, NY)
- …Investment Risk group in our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income, Alternatives, and Multi-Asset Class ... true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk models/platforms such as Aladdin, Barra,… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (New York, NY)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight ... can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will ... depending on availability and individual circumstances._ **Job Profile Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... may vary depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice,… more
- TD Bank (New York, NY)
- …of Wealth Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing ... team** + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory… more
- TD Bank (New York, NY)
- …Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager will support the Global ... various lines of business , banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing,… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances. **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads ... that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
