- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... DWS clients` activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for DWS including Sanctions… more
- Marex (New York, NY)
- …For more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- SF Staffing Solutions (New York, NY)
- …The individual will work closely with members of the GSAM distribution, product, and marketing teams. He/she will also interact with other control and support areas ... (ie, Controllers, Legal, Tax, etc). Skills & Requirements Skills: Law firm associate with at least four years of experience Familiarity with SEC and FINRA rules on communications with the public and general marketing Must have strong interpersonal,… more
- Goldman Sachs, Inc. (New York, NY)
- …which include but not limited to Chief Financial Officer , Chief Information Officer , Chief Compliance Officer , Audit Committee of GS Board, and ... Job Description Job Title: Vice President, Head of Communication Department: Compliance Engineering Reports To: Managing Director, COO of Compliance Engineering… more
- Manhattanville University (Purchase, NY)
- …verbal correspondence Attract potential student-athletes to Manhattanville University Communicate with Compliance Officer to ensure that all NCAA policies are ... programs Understand current and changing NCAA, Skyline Conference, and Manhattanville Compliance Policy and Procedures as they relate to the soccer program… more
- United Nations (New York, NY)
- …Joint Staff Pension Fund (UNJSPF). The incumbent will report to the Senior Investment Officer (SIO) of the Asia Pacific Team, who reports directly to the Director of ... basis. *Ensures that all of the investments are in compliance with OIM's investment and policy guidelines. *Conducts portfolio...and related matters to governing bodies. *Serves as the Officer In Charge when required in the absence of… more
- Gaia Family (New York, NY)
- Chief Financial Officer Our Vision At Gaia , we believe everyone deserves the chance to build a family - without the emotional and financial toll of traditional ... fast - and looking for a world-class Chief Financial Officer to help us lead the next chapter. The...across the UK and US Oversee financial reporting, accounting, compliance , payroll, and multi-currency treasury Ensure controls and systems… more
- Pixalate, Inc. (New York, NY)
- Chief Operating Officer (COO), ad-tech, NY The COO will serve as a key member of our executive team, responsible for overseeing and optimizing our Sales, Customer ... these functions. Pixalate offers the market-leading fraud protection, privacy, and compliance analytics platform for Connected TV (CTV), Mobile Apps, and Websites.… more
- PJT Partners, Inc. (New York, NY)
- …Responsibilities PJT Partners is seeking to hire a Senior Vice President, Compliance , who will serve as the Anti-Money Laundering (AML) Officer . ... of a team. Primary responsibilities include: Serve as the Designated BSA/AML Officer for the US broker-dealer, overseeing execution and continuous enhancement of the… more
- Millennium Management LLC (New York, NY)
- Compliance Analyst As a Compliance Analyst at Millennium, you will have the opportunity to work across the firm to coordinate the background check process for ... degree required 2+ years' experience as an investigator or compliance professional in financial services or working at a...field as a corporate investigator or a law enforcement officer is a plus Clear and effective communicator Strong… more
- CLS-Group (New York, NY)
- …currencies are settled in CLS. CLS Risk Management is led by the Chief Risk Officer (CRO), who reports directly to the Chief Executive Officer and, to ensure ... and adjustment of aggregate short position limits and the assessment of compliance with initial onboarding requirements as well as on-going participation eligibility… more
- NYC Health Hospitals (New York, NY)
- …Serves as liaison between Department of Medical Affairs/Chief Medical Officer and Medical Staff, oversees on-call coverage schedule. Participates in ... to system clinical leadership when warranted. With the Chief Medical Officer , establishes and implements policies, procedures, and guidelines designed to assure… more
- Nonprofit Finance Fund (New York, NY)
- Position Reports to: Chief Operating Officer Department: Talent Suite: Operations, People and Culture (OPC) Location: US-based remote, with a strong preference for ... The Vice President, Talent & Organizational Culture will report to the Chief Operating Officer who is based in New York City. What you'll do: Talent & Culture… more
- International SOS Government Medical Services (New York, NY)
- …the delivery and quality of healthcare services provided to patients, ensuring compliance with legal and regulatory standards. This role involves leading healthcare ... Directs the development of standard operating procedures and policies, including monitoring compliance and periodic review. Serves as chief medical adviser to the… more
- Citigroup, Inc. (New York, NY)
- …of Finance QA Testing and Validation group within the Finance Chief Operating Officer (COO) organization is responsible for the design and implementation of risk and ... and third lines to complete remediation effectively. This role requires compliance with Citi's Transformation Program Office and the related, centralized processes… more
- International SOS Government Medical Services (New York, NY)
- …Program Director and in collaboration with the Office of the Chief Medical Officer (OCMO) of US Customs and Border Protection (CBP), the National Medical Director ... children, adults, and pregnant females. MISSION CBPs Office of the Chief Medical Officer (OCMO) employs a trauma informed care model to provide frontline medical… more
- International SOS Government Medical Services (New York, NY)
- …supervisors and in collaboration with the Office of the Chief Medical Officer (OCMO) of US Customs and Border Protection (CBP), contracted physician assistants ... children, adults, and pregnant females. MISSION CBPs Office of the Chief Medical Officer (OCMO) employs a trauma informed care model to provide frontline medical… more
- Mount Sinai Hospital (New York, NY)
- …research studies. Contributes to quality and safety practices and required compliance measures. Implements principles of high reliability to identify and avoid ... resources. Documents in an accurate and thorough manner in compliance with hospital, regulatory and legal requirements and standards...in a BSN Program if approved by Chief Nursing Officer or designee About Us Strength through Unity and… more
- Banco Popular Puerto Rico (New York, NY)
- …13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our Compliance Team in New York, NY. This person will assist in developing and supporting the Bank's strategies and be responsible… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
