- M&T Bank (Bridgeport, CT)
- …of Cybersecurity threats and emerging security issues + Experienced in conducting security control testing of systems + IT Audit experience \#LI-JB3 M&T Bank ... + Able to provide examples of non-ITGC (IT General Control ) audits/reviews/ testing that they have recently conducted...the current version of the NIST SP800-53 and 800-53a Controls , or other recognized control frameworks, such… more
- TD Bank (New York, NY)
- …as version control , access management, and documentation) + Experience testing controls , conducting walkthroughs, and evaluating control effectiveness ... or CISA a plus); strong teamwork and problem-solving skills; understanding of risk assessment and control evaluation + Strong written and verbal communication… more
- Citigroup (New York, NY)
- …Management, Issue Management, Policy and Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment , Stakeholder ... **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk team which...Lead reviews by global banking and securities regulators, Compliance testing , and Internal Audit of E-Trading business, including preparation… more
- Mizuho Corporate Bank (New York, NY)
- …Risk and Controls ! We are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. ... address emerging risks and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform the GRC… more
- TD Bank (New York, NY)
- …Audit evidence and participating in work throughs - Documenting proper documentation of control testing KEY ACCOUNTABILITIES CUSTOMER Conduct audit work based on ... training for staff auditors. The main function of a Senior Auditor - ICFR SOX Testing is...2.) at least 2 years of experience in SOX controls testing , preferably from the Big Banks… more
- TD Bank (New York, NY)
- …Framework (COF) including;** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment , reporting and other activities** ... and controls + Facilitates the periodic Compliance risk and self- assessment activities for designated business using TD's Enterprise Compliance Risk … more
- CIBC (New York, NY)
- …Testing and Deficiency Management: Ensure awareness of regulatory compliance deficiencies and control testing results impacting RCM controls within CFC's ... clearing, settlement, custody, segregations, etc. + Familiarity with risk and control methodologies or managing risk/ controls + Strong research, analysis,… more
- TD Bank (New York, NY)
- …Reviews processes and controls and connects the dots across issues and control deficiencies in order to increase standardization of processes and controls . + ... please let us know and we will work with you to meet your needs. The Senior Governance & Control Analyst provides specialized business governance and control … more
- Citigroup (New York, NY)
- …**Most Relevant Skills** Analytical Thinking, Assurance Strategy, Communication, Constructive Debate, Controls Assessment , Controls Lifecycle, Policy and ... (T&BE COO) drives a strong focus on risk and controls , compliance and value across T&BE organization and oversees...organization and is responsible to provide independent and objective assessment on the effectiveness, quality and timeliness of the… more
- Citigroup (New York, NY)
- …of experience must include: Technology Architecture analysis; Software development and testing controls ; Software Development Life Cycle (SDLC); Technology and ... Citibank, NA seeks a Quality Assurance, Monitoring & Testing Sr. Group Manager for its New York,...complex financial software applications. Perform in depth technology risk assessment of O&T regulatory commitments. Test controls … more
- American Express (New York, NY)
- …The objective of the Credit & Fraud Risk Control Management Risk Identification, Assessment & Testing team is to identify, assess, mitigate, and report on ... (CFR) is looking for a Manager of Risk Identification, Assessment , Testing & Reporting to be part...CFR Teams in their risk assessments performance (eg, Risk Control Self- Assessment (RCSAs)) in addition to further… more
- AIG (New York, NY)
- …AIG's control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager, you will ... audit plan and lead the full audit lifecycle (planning, testing of controls , communication of audit results,...the Core Technology audit plan which includes risk and control evaluation, testing , audit report issuance, workpaper… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective ... Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global… more
- JPMorgan Chase (New York, NY)
- …an Assessments & Exercises Vice President in the Cybersecurity & Technology Controls team, you will contribute significantly to enhancing the firm's cybersecurity or ... resiliency posture by using industry-standard assessment methodologies and techniques to proactively identify risks and vulnerabilities in people, processes, and… more
- Mizuho Corporate Bank (New York, NY)
- …RCSA process; 2) maintaining process mapping documentation; 3) supporting internal control testing ; 4) documenting Risk Events, Self-Identified Issues (SIIs) ... with, guide and counsel process and control owners for control assurance, including identifying non-financial risks, associated controls , evaluating… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and support for central elements of the… more
- TD Bank (New York, NY)
- …Governance and Control 1B + Regulatory Compliance Management + Risk and Control Assessments + Control Testing **Customer Accountabilities:** + Leads the ... Experience facilitating risk assessments and understands the connectivity between processes, risks, and controls as well as performing or challenging testing of … more
- Deloitte (Jericho, NY)
- …regulatory risk function at a bank, including execution and oversight processes, risk assessment , reporting, controls , testing , or data analytics + Strong ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory, Risk...Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls , and… more
- Bank of America (New York, NY)
- …plan to monitor and examine the portfolio, and performing and reviewing transactional testing of credit process execution controls of new and existing clients ... Credit Review Senior Portfolio Manager Charlotte, North Carolina;Dallas, Texas; Chicago,...findings through quarterly reporting, including assessing and rating credit control effectiveness, direction of controls , and credit… more
- Grant Thornton (New York, NY)
- …confidently. Your day-to-day may include: + Assist with performing cybersecurity control testing and cybersecurity program capability assessments. + Support ... As a Cyber Strategy & Management Senior Associate, you will get the opportunity to...a similar consulting practice or function. + Performing cybersecurity control testing (both design and operating effectiveness)… more