• Dealer Commercial Services

    M&T Bank (Tarrytown, NY)
    …of formal call program(s) targeting new loan and deposit business. + Evaluate requests for dealer commercial services , commercial real estate, and ... maximum lending authority; prepares and presents loan requests to senior credit officers and credit committees when appropriate. +...the renewal of credits. Monitor customer deposit accounts. Monitor Dealer commercial services audits and… more
    M&T Bank (10/22/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
    SMBC (10/09/25)
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  • Associate, Broker- Dealer Private Side…

    SMBC (New York, NY)
    …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter...foundation in US securities laws and regulations and broker dealer operations, products and services . + Ability… more
    SMBC (10/13/25)
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  • Senior Audit Project Manager - Corporate…

    US Bank (New York, NY)
    …markets products + Subject matter expert level of understanding of commercial banking operations, products/ services , systems, and associated risks/controls, ... Subject matter expert level of knowledge of applicable laws, regulations (Swap Dealer Reporting, Volker Rule, Dodd-Frank), financial services , and regulatory… more
    US Bank (11/06/25)
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  • Senior Vice President (SVP), Investor…

    Citigroup (New York, NY)
    …relationships with key financial intermediary clients and prospects of Investor Services . This role is pivotal in driving significant revenue growth, ensuring ... Responsibilities The successful candidate will maintain ownership of key commercial relationships, with responsibilities including, but not limited to: +… more
    Citigroup (09/06/25)
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  • Senior Legal Counsel

    HSBC (New York, NY)
    Senior Legal Counsel Brand: HSBC Area of Interest: Legal Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable ... legal risk and issue advisory. Responsible for providing comprehensive legal advice to senior management and all global businesses and functions, the team offers a… more
    HSBC (10/24/25)
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  • Deputy Compliance Leader - Financial…

    GE Vernova (Stamford, CT)
    …controls aligned to various advisory and capital markets products and services , including third-party fundraising and management. + Broker- Dealer Compliance: ... regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy Compliance… more
    GE Vernova (10/10/25)
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  • Associate General Counsel

    Citizens (New York, NY)
    …General Counsel, Head of Wealth Legal and will be responsible for providing commercial and comprehensive legal guidance to senior management and the business ... service wealth management business, which includes RIA, Broker Dealer and Trust (including Delaware trust) offerings and ...Dealer and Trust (including Delaware trust) offerings and services . . + Develop and support implementation of legal… more
    Citizens (11/06/25)
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  • Vice President, Infrastructure and Public Finance…

    Siebert Williams Shank (New York, NY)
    …banking professionals who provide direct analytical and quantitative assistance to senior bankers, facilitating investment banking services for public sector ... bankers in business development efforts. SWS is a full- service investment banking and financial services company...national leader in public finance investment banking, a named dealer on more than 50 commercial paper… more
    Siebert Williams Shank (11/06/25)
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  • Legal Director & Assistant General Counsel

    Wolters Kluwer (New York, NY)
    …(such as cloud, on-premises, hosting, subscription and professional services agreements, including software-as-a- service (SAAS) agreements, infrastructure-as-a- ... Providing comprehensive legal counseling regarding a broad spectrum of commercial , corporate, technology, product, intellectual property, cybersecurity, privacy and… more
    Wolters Kluwer (11/06/25)
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  • Compliance Risk Assessment Lead

    TD Bank (New York, NY)
    …of laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker- dealer ), and wealth management businesses + ... US banking regulations (eg, Federal Reserve) as well as banking products and services . Additionally, a risk management / internal control mindset to apply and assess… more
    TD Bank (11/06/25)
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  • Securities Quantitative Analytics Associate

    Wells Fargo (New York, NY)
    …a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we provide corporate and transactional ... banking, commercial real estate lending and servicing, investment banking, equity...you will:** + Serve as a strategic partner to senior leadership, shaping objectives, plans, and long-term goals across… more
    Wells Fargo (11/06/25)
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  • Analyst - CIB Credit, TD Securities

    TD Bank (New York, NY)
    …CIB Credit function is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide corporate and ... operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from...industry, gaining valuable experience while you develop into a senior banker. You will be exposed to a wide… more
    TD Bank (11/07/25)
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  • VP, Global Markets Documentation - Prime Brokerage…

    TD Bank (New York, NY)
    …York, United States of America **Hours:** 40 **Line of Business:** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing ... integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
    TD Bank (10/12/25)
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  • Director - CIB Credit, TD Securities

    TD Bank (New York, NY)
    …TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. The firm works with clients ... is an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking...operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from… more
    TD Bank (10/14/25)
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