- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting...team. + Communicate with sales and trading management and US Compliance personnel on relevant compliance… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... and ideas of those who work and shop with us because our differences make us stronger\....Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,… more
- American Express (New York, NY)
- …and Governance Responsibilities** A summary of key responsibilities include: The Process and Compliance Director plays a critical leadership role in ensuring the ... work makes an impact, and together, you will help us define the future of American Express. **About Global...integrity, consistency, and compliance of large-scale design and construction project delivery. The… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and support to help… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Director within the Compliance , Conduct and Operational ... compliance with global regulatory requirements; manage the annual review of compliance policy manuals for US registered investment advisers and CCO annual… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is ... seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing and mitigating conflicts of… more
- Dow Jones (New York, NY)
- …Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics. Dow ... ABOUT US Dow Jones is a global provider of news... to lead Product Marketing for our Risk & Compliance business. In this Product Marketing Director role… more
- Ankura (New York, NY)
- …Security professional and program leader in a company, professional services firm, or US Government . Demonstrated expertise in cyber compliance assessments . ... that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services… more
- SCI Shared Resources, LLC (Hicksville, NY)
- …company expectations; and local, state, or federal laws. As the licensed Funeral Director , responsible for the compliance with all mortuary, health, and vital ... statistics regulation compliance within the funeral establishment(s). **JOB RESPONSIBILITIES** Arrangements Conference...charity events to represent and promote the location or market . General + Works under general guidance. New associates… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Position Overview: The Corporate Tax Compliance Associate will support the VP/Executive Director of Compliance in managing the company's tax ... Tax Provision: + Prepare and calculate quarterly and annual tax provisions, ensuring compliance with US GAAP. + Reconcile tax accounts and maintain accurate… more
- Danaher Corporation (Port Washington, NY)
- …Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. Director Global Quality and Regulatory Compliance ... (https://danaher.com/our-businesses) 15+ operating companies, our work saves lives-and we're all united by a shared commitment to innovate for tangible impact.… more
- Cushman & Wakefield (New York, NY)
- …culture of accountability, transparency, and trust. As a key leader in our Ethics & Compliance team, the Director will also play a critical role in developing ... **Job Title** Director , Global Data Privacy **Job Description Summary** We...individual will serve as the enterprise-wide privacy expert, ensuring compliance with complex international laws, mitigating risk, and driving… more
- Scotiabank (New York, NY)
- …support your unique family, financial, physical, mental, and social health needs. \#GBM2025 Location(s): United States : New York : New York City Scotiabank is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $300,000 USD TD is ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate...of trading in equities, fixed income, FX, and derivatives markets , as well as market abuse and… more
- Scotiabank (New York, NY)
- …of the Loan Capital Markets LATAM team based in New York, United States , ensuring the origination, structuring and syndication of loans for Scotiabank's ... Associate Director , Loan Capital Markets LATAM **Requisition...Markets LATAM & indicate job code NE042125WEB. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Associate Director , Global Capital Markets Documentation, GBM,...Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Director , Equity Sales Trader; Global Banking & Markets ; New York, New York **Requisition ID:** 218412 **Salary...Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100… more
- Wabtec Corporation (New York, NY)
- …PA** **Who will you be working with?** + Reporting to the VP of Legal, Compliance & Regulatory, the Senior Director , Privacy Counsel will oversee all aspects of ... we want someone who is ready to move with us . **Location:** **Candidate must be able to relocate to...privacy and cybersecurity compliance throughout the organization globally. **How will you make… more