- HSBC (New York, NY)
- …lines of defense functions (eg corporate lending, specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance, ... 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers,… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... progress , while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice… more
- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... , while defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads… more
- Citigroup (New York, NY)
- …through these points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a ... interaction, exam management/coordination, and issue management/ resolution **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison &… more
- Santander US (New York, NY)
- Securitization (Structured Finance ) - VP Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting journey awaits, if you are… more
- SMBC (New York, NY)
- …risks, issues, and dependencies. Provide regular reporting and insights on test progress , release health, and quality metrics. **Audit engagement :** Manage audit ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- SMBC (New York, NY)
- …risks, issues, and dependencies. + Provide regular reporting and insights on test progress , release health, and quality metrics. Audit engagement + Manage audit ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- HSBC (New York, NY)
- …business (asset classes) and support functions (market risk, liquidity risk , finance , operations, surveillance, regulatory compliance, etc) + Exhibit knowledge ... bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world...3 lines of defence functions (eg Product Control / Finance , Market Risk, Regulatory Compliance, Front Office,… more
- Citigroup (New York, NY)
- …Elements management, Data Concerns and Data issue resolution, ERM Transformation Progress , EUC Remediation efforts, Regulatory Compliance, Compensating Controls ... roles including in managing large complex cross-company transformation programs, including Finance , Risk and Controls, Regulatory or Consulting roles, in… more
- SMBC (New York, NY)
- …regulatory expectations. Develop remediation strategies, implement changes, monitor progress , and regularly review relevant procedures to address potential future ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- HSBC (New York, NY)
- …role related to capital markets, corporate lending, specialized lending, global trade finance and global payment solutions, Credit Risk, Regulatory Compliance, ... 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers,… more
- SMBC (White Plains, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- TD Bank (New York, NY)
- …at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- BlackRock (New York, NY)
- **About this role** **Relationship Manager, Aladdin Client Engagement ** **BlackRock Solutions (BRS)** supports the investment process through the development, ... and highly integrated analytics and systems for managing money. Aladdin Client Engagement is part of the Aladdin Business within BlackRock Solutions. It is… more
- HSBC (New York, NY)
- …40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, ... Solutions (GTS) Business, through distribution and syndication of Trade Finance deals in the secondary market. HSBC is the...the investor market and promoting clear governance and controls. Engagement with the Global Businesses is key to ensure… more
- BlackRock (New York, NY)
- …subject matter expertise across investing, macroeconomics, financial modeling, and quantitative finance . **Real Asset Risk Management Team** You will partner with ... with portfolio construction, performance measurement, product design and investor engagement . **Key Responsibilities** + Collaborate with portfolio managers to… more
- TD Bank (New York, NY)
- …at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more
- Scotiabank (New York, NY)
- …plays a critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful candidate will leverage their ... by assessing the control effectiveness and Bank's adherence to the regulatory requirements and standards. May also execute assigned audit activities independently… more
- HSBC (New York, NY)
- …40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, ... The role holder will be required to have significant engagement with the US businesses to help them understand...process, ensuring data submissions are in line with the regulatory rules and the relevant control framework + Deliver… more
- Ankura (New York, NY)
- …and searches, asset searches, fund tracing, electronic data reviews + Prepare engagement work plans, working papers, project documentation, progress reports, ... and distant collaboration modes + Monitor and manage risks throughout the engagement cycle. Adhere to the strictest standards of client and engagement… more
