- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA...Qualifications + Minimum 5+ Years of specialized experience in Financial Crimes Compliance or related function at… more
- Guardian Life (New York, NY)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more
- Wells Fargo (New York, NY)
- …across multiple areas or the enterprise, as well as good understanding of financial crimes , operational risk, audit, legal, credit risk, market risk, IT ... domain expertise to enhance processes and support the line of defense structure. + ** Quality Assurance & Controls** - Familiarity with quality assurance… more
- TD Bank (New York, NY)
- …Compliance programs related to all aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk… more
- Wells Fargo (New York, NY)
- …management structure + ** Quality & Controls Assessment** : Experience with quality assurance techniques, issue verification frameworks, and internal audit or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 7+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 5+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more