- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... from regulatory authorities, which requires working knowledge of financial accounting and regulatory reporting , as well as understanding of the … more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... recruitment team will provide more details. Job Description The AVP in the Middle Office will be responsible for...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- Mizuho Corporate Bank (New York, NY)
- …deep knowledge of financial regulations, and a proven track record in regulatory reporting . Additionally, the candidate will play a crucial role in helping ... certifications (eg, CPA, CFA) is preferred. + 5-7 years of experience in financial reporting , regulatory reporting , or a related field. Proven ability… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The role of AVP , Installment Bureau Reporting Lead includes the responsibility of leading all aspects of installment ... regulatory requirements related to Credit Bureau accuracy in reporting . This role is also responsible for accuracy within...+ Bachelor's degree with 5+ years of experience in financial industry or In lieu of a degree, with… more
- Wells Fargo (New York, NY)
- …Qualifications:** + Experience as a practicing attorney in private practice, financial services in-house legal department and/or regulatory agency providing ... legal advice on legal, regulatory , and compliance issues for a financial services firm on securities issues and broker-dealer matters. + Ability to analyze legal… more
- Aflac (New York, NY)
- …financial forecasts and cost proposals; works with division representatives to resolve financial issues + Supports variance reporting on a monthly, quarterly ... regulatory authorities + Identifies and resolves accounting and financial account and/or transaction discrepancies, and provides detailed explanations for… more
- Robert Half Finance & Accounting (New York, NY)
- …Paper trade confirmations are executed in a timely manner + Oversee the regulatory reporting of derivatives across different jurisdictions + Monitoring of daily ... Description Robert Half Financial Services is recruiting for an AVP...Bank or Asset Management firm. OTC and Listed Derivative Regulatory knowledge such as Dodd-Frank, EMIR or ISDA is… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- Northwell Health (Manhasset, NY)
- …applications to improve efficiencies; interprets and standardizes all fiscal and regulatory reporting standards to ensure compliance with government and ... that optimize operational functions to improve clinical outcomes and financial performance of the Anesthesia service line. Collaborates with... regulatory reporting and third-party agencies.* Directs the implementation of Human… more
- Citigroup (New York, NY)
- …Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, capital and liquidity management and ... of funding, liquidity and capital needs (end of day and intraday), regulatory engagement, forecasting and analysis of key metrics, funding planning and execution… more
- Mizuho Corporate Bank (New York, NY)
- Summary As a KYC onboarding AVP , your primary responsibility is to ensure the proper onboarding of new clients by conducting customer due diligence (KYC), including ... the customers and its associated parties, and ensuring compliance with AML and regulatory requirements. In addition to KYC process, your responsibility is to confirm… more
- Northwell Health (Melville, NY)
- …applications to improve efficiencies; interpret and standardize all fiscal and regulatory reporting standards to ensure compliance with government and ... that optimize operational functions to improve clinical outcomes and financial performance within Digital Experience. Collaborates with leadership to... regulatory reporting and third-party agencies. * Direct the implementation of… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- MetLife (New York, NY)
- …and serves the annuities, life, disability and LTC businesses as well as various regulatory requirements. * Provide a variety of reporting and analytics, as well ... its subsidiaries and affiliates, is one of the world's leading financial services companies: providing insurance, annuities, employee benefits and asset management… more
- Northwell Health (Manhasset, NY)
- … requirements and Joint Commission standards; interprets and standardizes all fiscal and regulatory reporting standards to ensure compliance with government and ... strategic direction and operation of Business Development. + Provides financial and administrative oversight and problem resolution guidance. +...regulatory reporting and third-party agencies. + Directs the implementation of… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Mizuho Corporate Bank (New York, NY)
- … interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and regulators. The ... + Bachelor's degree or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General knowledge of … more
- Citigroup (New York, NY)
- …independent testing and monitoring of the end-to-end verification of calculation and regulatory reporting related to spot capital, RWA and supplementary leverage ... will provide in-depth Basel experience and significant exposure to senior management. ** Reporting Structure** **and** **Responsibilities** - The AVP Capital and… more
- TD Bank (New York, NY)
- …of work efforts, tracking of work efforts, and reporting to the AVP , Head of Financial Crimes Controls and Screening Capabilities, Global Head of ... of work efforts, and reporting to the AVP , Head of Financial Crimes Controls and...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a… more
- Mizuho Corporate Bank (New York, NY)
- The Loan Administration Unit (Agency/Bilateral Loan Administration) AVP is responsible for assisting the Section Head in supervising the Agency / Bilateral Loan ... relations and service. The Loan Administration Unit (Agency/Bilateral Loan Administration) AVP help assist in transaction approval as required, support a complex… more