- NatWest Markets (Stamford, CT)
- …including training and annual Supervision refresher training with the purpose of establishing first line risk & control requirements and awareness + ... us as a Supervision Controls Associate in the US Risk and Controls Team + If you have a...determining their position relative to agreed appetites. Working with senior stakeholders across the bank, you'll look to drive… more
- NatWest Markets (Stamford, CT)
- …across the client lifecycle at Natwest Markets. The team is part of our First Line of Defence, directly interacting with functions including: front office, our ... leader responsible for the delivery and management of the first line financial crime activities for the...management style to suit team members and collaborating with senior managers to effectively deliver operational processes, manage risks… more
- Coty (New York, NY)
- Sr . Business Partner, Procurement Retail - Americas ** Sr . Procurement Business Partner, Retail NA** **Procurement - NYC** **COTY is looking for smart leaders who ... are fast and passionate.** We are looking for a Sr . Procurement Business Partner to join our Indirect-Retail procurement team in North America. **RESPONSIBILITIES**… more
- SMBC (New York, NY)
- …function or a closely related area at a major global financial institution. + Knowledge of First Line of Defense risk and controls. + Functional knowledge of ... initiatives within the control office, helping to oversee effective governance, risk management, and compliance across the organization. + Program Management: Assist… more
- HSBC (New York, NY)
- …plans and policies that align with People and business goals. The team also provide 'second- line ' oversight to two first line teams People Advisory and ... People Investigations. The remit will cover Policy, People Risk , Business Change and Employee Relations. The purpose of...other markets to ensure the local market approach in line with HSBC values and expectations For this role,… more
- Tradeweb (New York, NY)
- …over the past four fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019, Tradeweb has completed four acquisitions ... to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer. Mission: Move first and never stop. Collaborate with clients to create and… more
- Mizuho Corporate Bank (New York, NY)
- …works closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... risk profiles, policy updates and other key risk program information to Division senior management....environment changes to determine impact, identify and assess operational risk issues. + First Line … more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- KeyBank (Boulevard, NY)
- …and controls for end-to-end business processes, including completion of process mapping and overall first line risk program execution, supporting risk ... via training and/or industry regulatory publications + Strengthen the first line of defense business process risk identification by ensuring the team… more
- American Express (New York, NY)
- …Management, this role plays a critical part in assessing, monitoring, and challenging the first line 's risk management practices. The ideal candidate will ... Risk Management will:** + Support the independent oversight and challenge of first - line risk identification, assessment, and mitigation efforts (ie, … more
- BMO Financial Group (New York, NY)
- …#bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first - line risk oversight for the Commodities Trading business, ... **Strategic Risk Leadership:** Define and execute the first - line risk strategy for Commodities...control frameworks. + **Advisory & Partnership:** Serve as a senior risk partner to trading desks, advising… more
- Citigroup (New York, NY)
- **Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ETRC works with Global ... Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. **Qualifications** :… more
- Raymond James Financial, Inc. (New York, NY)
- …in broker-dealer or wealth management firms preferred, especially with exposure to front-office or first - line risk roles in addition to second- line ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- Capital One (New York, NY)
- … Management, Business Continuity, Payment Risk , Network Conflict Risk ) and the First Line Risk Offices. The role will also provide Subject Matter ... One is seeking an energetic, self-motivated Principal Auditor (Experienced Senior Auditor) interested in becoming part of our Audit...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- American Express (New York, NY)
- …oversight program. The program provides credible challenge and independent oversight of the first line risk taking activities, ensuring resilience is ... risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of...+ Knowledge of relevant policies & regulations (eg, FRB SR 2020-24/OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets,… more
- American Express (New York, NY)
- … management, corporate communications, crisis management and or related fields. + Experience in a first or second- line risk role with focus on risk ... We are seeking a highly motivated and detail-oriented Reputation Risk Senior Manager to join our growing...and campaigns. + Perform monthly testing of 1 st line reputation risk matter decisions to ensure… more
- TD Bank (New York, NY)
- …The Commercial Bank Risk & Controls Governance Specialist will support all first line governance, risk management and reporting activities; key ... recruiter who can provide you more specific details for this role. ** Line of Business:** Enterprise Enabling Functions **Job Description:** **Department Overview:**… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within ... serve as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations,...may change from time to time. 1. Engage in risk management activities with the line of… more
- TD Bank (New York, NY)
- …for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000...more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the… more
