- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediation's and providing risk effective challenges for front line units + Oversees ... accordance with the bank's risk appetite and risk limits identified, as well as regulatory ...expertise of structured products and capital markets to guide front line units through transaction life cycle,… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...new transactions + Deliver effective review and challenge of front - line owned processes that generate or impact… more
- Scotiabank (New York, NY)
- …drive a strong global AML risk culture, ensuring that regional teams and front - line business leaders understand and integrate AML risk management into ... the development, execution, and continuous refinement of the GBM/GTB AML risk assessment framework, ensuring alignment with international regulatory requirements… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal and External Auditors ... Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...suitability to business evolution + Assists with local market risk regulatory issues + Develops a thorough… more
- Citigroup (New York, NY)
- **Description** : The Global Markets In-Business Risk (IBR) is a Front Office 1st Line of Defense team responsible for market risk across asset classes ... capital framework to allow effective optimization and allocation of risk . + Build front to back holistic...risk appetite ratio. + Work closely with independent risk teams (2nd Line of Defense) in… more
- Wells Fargo (New York, NY)
- …amendments, waivers etc. + Review, analyze, and provide credible challenge to front line portfolio monitoring and surveillance activities + Participate in ... investment banking space + Proven ability to monitor credit risk exposures at the group, line of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Bank of America (New York, NY)
- …established by the company + Manages risk requests, breach remediations and providing risk effective challenges for front line units + Develops risk ... us! **Job Description:** This job is responsible for providing risk oversight and advice to the Line ...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:**… more
- Aflac (New York, NY)
- … Risk Management (GIRM) team, participate in the delivery of second line risk management and associated analytics for investment and investment related ... production environment (in Python/C#), including but not limited to risk simulation tool, regulatory capital ratio methods,...due to exposures in market risk , credit risk etc. + Work closely with front … more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediations and providing risk effective challenges for front line units + Oversees development ... EFR Global Markets Risk Sr Manager - IRR Charlotte, North Carolina;Jersey...accordance with the bank's risk appetite and risk limits identified, as well as regulatory … more
- Santander US (New York, NY)
- …the department. **Essential Functions/Responsibility Statements:** + Setting of appropriate internal credit risk ratings and regulatory risk ratings on ... alongside 1st Line of Defense ("1LOD"), providing appropriate challenge around risk ratings / credit analysis / financial projection models while making a… more
- Citigroup (New York, NY)
- …controls linked to Trading Risks which include processes and controls over Market Risk Management, Position Valuation, Front Office End of Day processes ... join our IA Cross Markets - Trade Booking & Risk Management team. This role participates in the timely...on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations), as… more
- SitusAMC (New York, NY)
- …for the assessment, approval, monitoring, review, and challenge of SLF transactions globally. In line with hybrid nature of the underlying risk , the team draws ... operations, and functional services across the Group. **About Global Risk ** The Global Risk function is responsible...whilst ensuring that the team continues to fully support Front Office relationship and sales staff. + Prepare credit… more
- City National Bank (New York, NY)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- Wells Fargo (New York, NY)
- …legal and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions + ... issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front ...regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on… more
- TD Bank (New York, NY)
- …processes. + Execution lead on control with Corporate and Investment Banking front line professionals to ensure the business has adequately considered, ... ongoing strategic and operational support, as well as supervisory oversight, to front - line Investment Bankers and Senior Executives within the department, such… more
- MUFG (New York, NY)
- … requirements (eg, BCBS 239 alignment), and enable analytics to support expense reduction, risk reduction and top line growth. + Implement an enhanced ongoing ... data-related issues to improve data quality for Tier 1 Risk and Regulatory Reports, Financial Crimes Prioritized...the FRB MOU. + Key RCSA Business Processes. + Front End Production Systems + Prioritized Financial Crimes Processes,… more