- Scotiabank (New York, NY)
- Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00 _Please note ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets... Compliance Officer for the US broker dealer and Head of Corporate Functions Compliance, The role… more
- Guardian Life (New York, NY)
- Reporting to the Chief Financial Officer Kevin Molloy, the Head of Enterprise Finance will be a key senior leader on the enterprise Finance team. The Head of ... the Board. While not mandatory, prior experience in life insurance and group benefits will be advantageous in order to demonstrate strong strategic, commercial… more
- Wellington (New York, NY)
- …Risk Group and will report to the Private Investments Chief Compliance Officer, working closely with other compliance professionals and attorneys. ... with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide...responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the… more
- Citigroup (New York, NY)
- The Director, Head of Fair Employment Practices, is responsible for leading, developing, implementing, and overseeing the EEO/AA compliance strategy across the ... candidate will manage team members and report to the Head of DEI Strategy. **Key Responsibilities** + Maintain strong...agencies. + Manage all OFCCP audits and serving as chief interface with OFCCP + Provide AAP insights and… more
- Mizuho Corporate Bank (New York, NY)
- …the Team The Americas Risk Management (ARM) COO team reports to the US Chief Risk Officer and supports a 200+ person organization spanning Credit, Market, Liquidity, ... BAU and ad-hoc regulatory meetings, exams, and requests. + Head Office Liaison: Act as the primary contact and...local laws and regulatory obligations. Company Overview Mizuho Financial Group , Inc. is the 15th largest bank in the… more
- Citigroup (New York, NY)
- …reliable, valued and timely assurance to the Boards, the Committees, the Citigroup Chief Risk Officer, the Citigroup Chief Credit Officer, senior management and ... Risk Review organization. The GRR ISP Senior Officer will support the Head of Infrastructure and Strategic Projects (ISP) by ensuring the on-going development,… more
- Citigroup (New York, NY)
- …regulatory environment as a member of the Community Reinvestment Act (CRA) Regulatory Group (CRA Group ), which is responsible for managing Citi's CRA program. ... The CRA Regulatory Group resides within Enterprise Services and Public Affairs (ESPA),...SVP, Senior CRA Analysis Manager will report to the Head of CRA Analysis & Transformation teams, who reports… more
- SMBC (New York, NY)
- … Treasury Department Americas Division ("CTDAD"), which reports directly to the US Chief Financial Officer ("U.S. CFO"). Corporate Treasury governs the asset / ... SMBC Group is a top-tier global financial group...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40… more
- SMBC (White Plains, NY)
- …reporting to the Head of Enterprise Data Governance & transformation within Chief Data Officer led Information Control Department as part of the overall business ... 1) Leading a matrix community of stakeholders across all branches, Group Companies and Corporate functional team to ensure all Key Data Elements (KDEs) capture… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40… more
- Scotiabank (New York, NY)
- …MD, US Non-Investment Grade Credit Risk Management and will work closely with the US Head of Credit Risk, and the US Chief Risk Officer, to present ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- SMBC (White Plains, NY)
- …responsible for the Business Management function in support of the Technology group and the Chief Information Officer, managing deliverables associated with ... SMBC Group is a top-tier global financial group...range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group...to cover financial institutions. The analyst reports to the Head of Credit Services within the Chief ... . Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards,… more
- Citigroup (New York, NY)
- …of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to...of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank… more
- JPMorgan Chase (New York, NY)
- …Tech, Ops, Legal, Compliance, HR, Audit) + Act as trusted advisor to the Business head , and represents the Group on various forums + Manage business performance ... management and in coordinating the deployment of the bank's corporate resources to address strategic and tactical objectives. As...and tactical objectives. As the Business Manager for the Chief Data Office, you will have the opportunity to… more