- Mizuho Corporate Bank (New York, NY)
- …testing and reports for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting areas of focus and provide feedback ... + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk...a sound understanding of the financial services industry, including audit , financial, regulatory reporting , risk… more
- Mizuho Corporate Bank (New York, NY)
- …s in performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of broker dealer ... The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality as… more
- SMBC (New York, NY)
- …which involves extensive knowledge over US GAAP and FRB/FDIC regulatory reporting requirments. + Direct and supervise audit from inception to completion ... lead audit coverage of CFO fucntion within Internal Audit Department (IAD). The ideal candidate...ideal candidate will be responsible for leading financial and regulatory reporting audits as an Auditor In… more
- Mizuho Corporate Bank (New York, NY)
- …with issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to equity & ... liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer (KYC) and client onboarding… more
- Mizuho Corporate Bank (New York, NY)
- …establishing the testing approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit ) related to IT ... areas of focus. + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit … more
- Citigroup (New York, NY)
- …area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from ... responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with...the delivery of reports outlining IA's contributions, and oversee audit 's coverage and reporting on common high… more
- GE Vernova (Stamford, CT)
- **Job Description Summary** The Internal Audit Manager, Finance & Operations is a critical role, executing comprehensive audit strategies that align with GE ... + Manage and execute a portfolio of Financial and Operational audits and internal audit teams, directing related activities including staffing, scheduling, and… more
- GE Vernova (Stamford, CT)
- **Job Description Summary** The Internal Audit Senior, Finance & Operations is a critical role, planning and executing comprehensive audit strategies that ... with GE Vernova's priorities and respond to risks and regulatory requirements. This position requires a previous experience in...opportunities. This role is a key contributor within the Internal Audit team, engaging with stakeholders and… more
- GE Vernova (Stamford, CT)
- **Job Description Summary** The Internal Audit Staff, Finance & Operations is a key role, responsible for the execution of assigned audits that align with GE ... Vernova's priorities and respond to risks and regulatory requirements. This position requires previous Finance or Operations...and potential risk areas. + Provide regular updates to Internal Audit Manager & Senior on … more
- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business ... to develop approaches for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or… more
- American Express (New York, NY)
- …accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key … more
- TD Bank (New York, NY)
- …Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to multiple ... reporting and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam, and ongoing supervision management,… more
- American Express (New York, NY)
- …Finance, Business administration, or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key … more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... us define the future of American Express. **About the Internal Audit Group at American Express** Our...close activities and consolidation, general ledger management, accounting and reporting (SEC and US regulatory reporting… more
- Scotiabank (New York, NY)
- …area. + At least 8+ years' experience in Compliance, Compliance Audit , Regulatory body, or related consulting experience + Internal or external audit ... critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful...in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit … more
- Amalgamated Bank (New York, NY)
- …Chief Audit Officer (DCAO) in leading, overseeing, and strategically enhancing the internal audit function by embedding data analytics and AI into audit ... regulations and ethical standards. Additionally, the position will strategically enhance the internal audit function by embedding data analytics and AI into… more
- American Express (New York, NY)
- …ensuring our cybersecurity operations and incident response program functions align with internal audit requirements, external regulatory expectations, and ... are seeking a highly organized and strategic Manager of Audit and Regulatory Coordination to join our...as the primary liaison between all cyber operations teams, internal audit , compliance, and external regulators, ensuring… more
- US Bank (New York, NY)
- …Function - Other is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role ... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,...stakeholder reporting for completeness, consistency with other internal audit material and accuracy of the… more
- Citigroup (New York, NY)
- …level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with the Audit ... global compliance risk management, the related control frameworks and Internal Audit validation efforts across the end...IA function and general reliance being placed on IA's audit work. Meets specific regulatory requirements relating… more
- M&T Bank (Bridgeport, CT)
- …Drive audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. ... exhibiting initiative and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or support functions such as Finance or… more