- Rockefeller University (New York, NY)
- … managers through separate accounts or commingled vehicles. Overview Reporting to the Chief Investment Officer (CIO), the Investment Officer will work ... Organization Overview The Office of Investments oversees an endowment of $2.7 billion, broadly diversified across asset classes. The primary role of the endowment is… more
- Principal Financial Group (New York, NY)
- …agility, and innovation in close partnership with the Chief Information Officer , investment and operations professionals, and business stakeholders. This ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology … more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our...or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and credible challenge… more
- Neuberger Berman (New York, NY)
- …oversight responsibility for fiduciary relationships for trusts, estates and investment management clients. + Day-to-day interaction with clients (internal and ... external) on all account matters, including legal, tax, investment , and general administration of their accounts. + Active participant in investment and… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... and their related financial products (derivative, hedging etc.) but also to Non- Investment Grade Large Cap borrowers with complex capital structure and leveraged… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... interacting with Debt Capital Markets (DCM), Equity Capital Markets (ECM), Investment Banking Group (IBG), Relationship Management Group (RMG) and Structured Finance… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC… more
- HSBC (New York, NY)
- …Manage International Subsidiary Banking (ISB) client portfolios promoting Foreign Direct investment (FDI) by foreign corporations into the USA.Grow US ISB inbound ... risks in liaison with the Head of Group Compliance, Global Business Compliance Officer , Area Compliance Officer or Local Compliance Officer , ensuring… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... employees. **Role Description** The Credit Planning Manager supports the Chief Credit Risk Officer as well as Co-Head(s) of Credit Department Americas ("CDAD") as a… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal… more
- HSBC (New York, NY)
- …budget for the global team. Prepare for Quarterly Business Reviews with Chief Legal Officer . Partner with lawyers and law firms to ensure all external legal spend is ... to help us build the bank of the future!_ **Job Field:** Investment Banking, Markets and Research **Primary Location:** North America-United States-New York-New York… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... Description** SMBC Credit Review Department (CRVD) seeks a VP Senior Data Analytics Officer to join its Data Analytics Team in White Plains, Manhattan, or remotely.… more
- Equitable (New York, NY)
- Deputy Chief Investment Officer - General Account ( 250000IH ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... is expanding its leadership team and searching for a Deputy Chief Investment Officer -a single, integrated leadership role encompassing strategic investment… more
- Citigroup (New York, NY)
- The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... **Responsibilities:** + Lead client onboarding and account opening efforts around our world-class Investments platform, as a part of our core client coverage team +… more
- US Bank (New York, NY)
- …**Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds ... and exchange traded funds. This position is responsible for: + MaintainingtheMST'scomplianceprogram,including thereviewandadministrationofcompliance policiesandproceduresandthecreationofnewpoliciesandproceduresinresponsetonewly issued regulatory guidance +… more
- Bank of America (New York, NY)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit- Officer -II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... valuation, investment strategy and selection, proxy voting, and fiduciary investments . * Provide credible challenge at committee meetings. * Manage regulatory… more
- BlackRock (New York, NY)
- …group delivers whole portfolio investment solutions to Outsourced Chief Investment Officer (OCIO), Fiduciary Management and Wealth Solutions clients as ... preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and… more
