- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients,… more
- SMBC (New York, NY)
- …to each of the below-listed Compliance Program areas: + Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing ... and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: The… more
- Reklame Health, Inc (New York, NY)
- …to provide culturally competent behavioral health care addiction care, medication management , crisis intervention, and care coordination for people working towards ... taking back control of their lives, while expanding access to care....excellence. You will report directly to the Chief Executive Officer and work in close collaboration with our Medical… more
- Wells Fargo (New York, NY)
- …and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a ** Lead Control Management Officer ** within Equities Trade Surveillance. The ... trade surveillance alerts **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Control Management Officer ** within the Corporate & Investment Banking (CIB) Control Team, which ... Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor...as needed **Required Qualifications:** + 5+ years of Risk Management or Control Management experience,… more
- City of New York (New York, NY)
- …for latent Infection and do not develop disease. Position Summary: The Bureau of TB Control seeks a Program Management Officer (PMO) to oversee and ... Commissioner. Job Duties and Responsibilities: - Oversee and coordinate Bureau of TB Control financial planning and budget management across multiple grants and… more
- TD Bank (New York, NY)
- …Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk ... Management and the Office of the Chief Risk Officer . They should have and should have the ability...have skills/qualifications/experience in 3-4 of the following + Risk Management + Governance and Control 1B +… more
- Citigroup (New York, NY)
- …their respective areas. This includes partnering across other functions and Finance disciplines. Lead Financial Officer (LFO) teams are Finance partners to the ... functions and businesses they support. This Markets Financial Officer role will support the following responsibilities: + Assisting the business / function in their… more
- Citigroup (New York, NY)
- …portfolio and represent their covered accounts in numerous highly visible forums. A Credit Officer can advise or lead strategic projects for US or Global CLM ... $3 billion. To facilitate the CCB's wholesale lending activities, Commercial Lending Management (CLM) serves as an in-business credit function organized around our… more
- MTA (New York, NY)
- …span of control , and performance in conjunction with the Cybersecurity Management and IT Workforce Planning & Workload Management office. + Build ... Cybersecurity Officer - Application Security Job ID: 12376 Business Unit:...of this position is to provide technical leadership and management of MTA's cybersecurity program in one or more… more
- MTA (New York, NY)
- …span of control and performance in conjunction with the Cybersecurity Management and IT Workforce Planning & Workload Management office. + Build ... Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business...of this position is to provide technical leadership and management of MTA's cyber security program in one or… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing ... and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as… more
- Fiserv (New York, NY)
- …provide support to business initiatives from a risk standpoint. The LOB Risk Officer will also partner with other control functions to analyze/aggregate risks ... difference at Fiserv. **Job Title** Line of Business Risk Officer **What does a successful Line of Business Risk...be performed (eg, system change, external event). + Contribute to/ lead governance routines. **What you will need to have:**… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US… more
- Citigroup (New York, NY)
- …related remediation. Collaborating with other internal areas including: Legal, Business Management , Operations, Technology, Finance, other Control Functions, and ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and...or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's… more
- Citigroup (New York, NY)
- …of strategic business initiatives and partnering across other functions and Finance disciplines. Lead Financial Officer (LFO) teams are Finance partners to the ... functions and businesses they support. This Equities Senior Financial Officer role will support the following responsibilities: + Assisting the business / function… more
- Mastercard (Harrison, NY)
- …realize their greatest potential._ **Title and Summary** Vice President, Business Security Officer for Data and AI Who is Mastercard? Mastercard is a global ... Enablement (BSE) team is looking for a Business Security Officer (BSO). The BSO is a senior level contributor...for the enterprise. * Enable programs to proactively manage, control , mitigate and/or remediate security risk within the organization's… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Chief Information Security Officer to be r esponsible for designing and implementing the Bank's Information Security program while ... a critical response process for Cyber Security incidents + Identify, report and control Cyber Security incidents + Manage and train Information Security staff and… more
- Citigroup (New York, NY)
- The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... directly affected by the performance of the individual. **Responsibilities:** + Lead client onboarding and account opening efforts around our world-class Investments… more
- S&P Global (New York, NY)
- …the Ratings Compliance & Risk team as a Compliance Operations & Training Lead . This role focuses on designing, managing, and tracking global compliance training ... run smoothly. The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk. **Responsibilities and Impact:** **Key Responsibilities:**… more
