- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Robert Half Finance & Accounting (New York, NY)
- …consultancy firm or investment advisor/wealth manager . The candidate must have Compliance Testing experience relating to SEC, FINRA and CFTC Regulations. The ... manager , compliance consultancy firm or investment advisor/wealth manager + Compliance Testing experience relating to SEC, FINRA and CFTC Regulations… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing , audit or business ... team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Business Oversight Manager provides second line oversight and support… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... new and existing consumer and small-business products and services. 13. Conducts compliance monitoring/ testing reviews and risk assessments of key regulations as… more
- American Express (New York, NY)
- …and residual risk. The Corporate Functions Control Management team is looking for a Manager of Risk ID, Assessment & Testing focused on ensuring control ... multiple partners across numerous business units, functional areas, and geographies. **The Manager , Risk ID, Assessment & Testing will:** + Provide additional… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing ** **The Team:** Digital Solutions ... Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the inherent risk… more
- Capital One (New York, NY)
- …and reviews on controls over applicable AML regulations + Active involvement with compliance testing and third-party compliance + Assist in capturing, ... Anti-Money Laundering (AML) + Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime… more
- American Express (New York, NY)
- …(eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data ... Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational and technological...to the development and periodic reviews of analytic control testing and ad hoc analytics, to drive timely risk… more
- TD Bank (New York, NY)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)...Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure… more
- Danaher Corporation (New York, NY)
- …System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Senior Manager , Compliance / Compliance Counsel ... passionate about improving health care through fast, accurate diagnostic testing . Our mission drives us, every moment of every...of settings. As a member of Cepheid Legal and Compliance , you can make an immediate, measurable impact on… more
- Boehringer Ingelheim (Ridgefield, CT)
- …reflect Boehringer Ingelheim's high regard for our employees. The Tax and Trade Compliance Manager functions as the US corporate international trade ... National Account Manager (NAM)to ensure the continued highest level of compliance with CBP regulatory and program requirements, noted USGA's, and outside legal… more
- TD Bank (New York, NY)
- …limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter expertise and ... dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of Compliance… more
- DoorDash (New York, NY)
- …experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close partnerships with legal, ... of offerings and products. About the Role As a compliance -focused program manager , you will help build,...while enabling business objectives. + Lead initiatives to automate compliance processes such as risk assessments, control testing… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation ... and maintaining effective communications and reporting. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in… more
- Eurofins (New York, NY)
- …is an international life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make life and our ... ingredients are authentic, and labelling is accurate. Eurofins is dedicated to delivering testing services that contribute to the health and safety of society and… more