- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- City National Bank (New York, NY)
- …training for new or revised laws and regulations. + Assist the Compliance Manager , Senior Compliance Officer , and Risk Assessment team with the ... of business to remediation plans. + Works with Senior Compliance Officer , Compliance Manager...provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the… more
- KPMG (New York, NY)
- …in consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred +… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... S&P Global Ratings data and technology activities from a Compliance , Risk & Internal Controls perspective. The role will...Data & Technology. + Partner, in collaboration with Covering Manager , with the Data & Technology Organization to be… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary Executive Assistant to the General Counsel and Chief Compliance Officer - 240171 : N/A Description Job Summary: This temporary position supports the ... General Counsel and Chief Compliance Officer , its Managing Counsels and the...information. The incumbent also acts as the department office manager and works with the managing attorney to spearhead… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... function organized around our strategic industries and global target market approach. CLM plays a critical role of the...City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered… more
- City of New York (New York, NY)
- …plan beneficiaries and the City of New York. Reporting directly to the Chief Investment Officer , the Deputy Chief Investment Officer (DCIO) will be a member of ... and will have oversight over the Diverse and Emerging Manager and Brokerage programs and the broader ESG program,...will oversee this effort led by our Chief ESG Officer . We have an obligation to pay benefits to… more
- Citigroup (New York, NY)
- …customized products and support our clients in managing their interest-rate exposures or express market views. We are seeking an Officer level, Stable Value Wrap ... and controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- EMCOR Group (Farmingdale, NY)
- **Description** **Job Title: Chief Financial Officer ** **Report to: Company President and CEO (with functional and fiduciary reporting relationship to CFO, EMCOR ... We have a New York City accredited Site Safety Manager who is director of safety for Heritage and...current EMR is 0.68. **POSITION SUMMARY** The Chief Financial Officer (CFO) is responsible for directing the financial functions… more
- City of New York (New York, NY)
- …Administrative Procurement Analyst, or Administrative Staff Analyst, or Administrative Manager , or any other permanent administrative/managerial title eligible for ... prioritizations for all of BAM's procurements. Assures that BAM procurement activities are in compliance with Chapter 13 of the City Charter and with the rules of… more
- New York State Civil Service (New York, NY)
- …Authority of the State of New York Title Chief Information Security Officer Occupational Category IT Engineering, Sciences Salary Grade NS Bargaining Unit M/C ... Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), Certified Information Systems Auditor (CISA) or other… more
- City of New York (New York, NY)
- …and conditions of new investment agreements and other related contracts; Assist with manager risk and compliance review and assessment; - Monitoring the ... beneficiaries and the City of New York. The Investment Officer will assist in overseeing the investment activity for...portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement,… more
- City National Bank (New York, NY)
- **CLIENT OFFICER ** **WHAT IS THE OPPORTUNITY?** Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... of the branch. * Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and internal workflow.… more
- Citigroup (New York, NY)
- …Operations and Systems, Information Security Standards, Vendor/Outsourcing Management, Manager 's Control Assessment (MCA), Legal and Regulatory Compliance ... training employees; assessing employee job performance and talent; developing manager leadership capability; succession and resource planning; measuring employee… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... with managing the Company's capital, liquidity and earnings risks, including the market /price risk in the CFO managed securities portfolio. As the Chief Risk… more
- City National Bank (New York, NY)
- **SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS ** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the Business Control ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more