- NatWest Markets (Stamford, CT)
- Regulatory Change Management Stamford,United States Permanent Full Time \#R-00244249 Our people work differently depending on their jobs and needs. From ... to existing policies, processes and procedures. + Work with change teams and the business to document and implement...applicable to Swap Dealers and broker-dealers. + Understanding of regulatory risk management and regulatory … more
- US Bank (New York, NY)
- …activities of broker-dealers and registered investment advisers. The attorney will support the regulatory change process by interpreting legal and regulatory ... other US Bank internal stakeholders. - Willingness to learn and conduct regulatory change work, including legal interpretation, written and verbal explanations… more
- Boehringer Ingelheim (Ridgefield, CT)
- …CMC RA Specialists. CMC Lifecycle Management : + Effects timely and appropriate regulatory change management of CMC changes, including those of increasing ... complexity and/or business impact, in accord with the Corporate Change Management Procedures. + Supports Local ...in their evaluation of the impact of a CMC change . + Assesses the regulatory impact of… more
- Mizuho Corporate Bank (New York, NY)
- …projects and other regulatory -related matters. Additionally, the department oversees regulatory change management , which involves monitoring and ... tool. + Enhance Regulatory Awareness within the Firm: + Collaborate with Regulatory Change Management Team to keep abreast of the changes in laws, rules… more
- Grant Thornton (New York, NY)
- …or Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more
- American Express (New York, NY)
- … Management_ + Collaborate with internal counsel with the end-to-end process of regulatory change management . + Partner with colleagues across multiple ... projects. + Provide support to Line of Business Compliance Officers relating to regulatory change management processes. + Execute a strategy to review and… more
- American Express (New York, NY)
- …of and experience with Compliance risk management processes including governance, regulatory change management , risk assessment (also UDAAP and fair ... Knowledge of and experience with other enterprise / operational risk management processes including regulatory exam management / regulatory affairs,… more
- City National Bank (New York, NY)
- …to mitigate compliance risk. Additionally, the role will be responsible for maintaining regulatory change management , policies and procedures, training. This ... Degree or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of management experience… more
- TD Bank (New York, NY)
- …brand and consumer product marketing, completing regulatory research, assisting with regulatory change management , issue management , monitoring ... business management , dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- American Express (New York, NY)
- …to enable transformation in the banking industry. The Product Ownership teams under Regulatory Automation & Change Management (RACM) oversee the technical ... + Experienced in Scaled Agile Framework, Agile mindset, and Transformational Project and Change Management embracing new opportunities and adapt easily to … more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... to build a more resilient and scalable compliance risk management function. As part of our team, you'll play...support creation of documentation and reports required by external regulatory bodies and TD internal groups + Leads development… more
- American Express (New York, NY)
- …on #TeamAmex. This role is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial Reporting Quality ... adapt easily to change * Strong knowledge and working experience in regulatory regulations and reporting is required and any exposure to US regulations is… more
- Mizuho Corporate Bank (New York, NY)
- …resource allocation + Strong knowledge and expertise in Program Management and regulatory change management + Deep understanding of finance, risk, ... of others and developing individuals in the program and change management space + Exceptional stakeholder ...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Mizuho Corporate Bank (New York, NY)
- …coordination of Regulatory Reporting Governance Committee, Interpretation and Change Management Forums, handling communication with outside of reporting ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...+ Coordinate with multiple stakeholders across organization. + Support management and team members. Qualifications: + Bachelor's degree in… more
- Citigroup (New York, NY)
- …Citigroup's size, scale and complexity; Experience leveraging the processes and principles of change management to drive organizational change , defining ... The Data Regulatory Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads messaging on Citi's… more
- BMO Financial Group (New York, NY)
- …#bmocapitalmarkets **Mandate** : Vice President will work directly with the Director, Regulatory & Financial Crisis Management (OCOO) to be accountable for: ... Helping to facilitate a transparent, compliant, proactive, and effective regulatory risk management environment within all areas...role and approach as the requirements of the situation change , and adept at seeking new and better ways… more
- Mizuho Corporate Bank (New York, NY)
- … Reporting initiatives) at Mizuho Americas to drive execution of remediation and change management programs. This primarily function of the role is to ... support effective management of regulatory reporting issues. This includes maturing the regulatory issue management process, defining and managing issue… more
- Citigroup (New York, NY)
- …The Treasury and Trade Solutions (TTS) Domestic Payments & Express Controls, Regulatory Management Senior Manager is a senior individual contributor role ... Escalations (Operational events, Tech events, internal business escalations) + Prudential and Regulatory Risk (includes Reg Change , Reg Implementation and Reg… more
- Mizuho Corporate Bank (New York, NY)
- …preparation of Regulatory Reporting Working Group and Governance Committee meetings, Change Management and Issue Management Forums, and handling ... years of business analysis and relevant experiences in the Regulatory Reporting, Finance, Risk Management or related... reporting processes including but not limited to supporting management meetings, change management and… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project management and stakeholder engagement to ensure that … more